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First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
201
CIBC World Market
Ontario, Canada
$1.49M +$310K +15,229 +26%
1W
202
1776 Wealth
Georgia
$1.48M +$252K +12,346 +20%
ASN
203
Advisory Services Network
Georgia
$1.47M -$9.82K -482 -0.7%
MC
204
Moors & Cabot
Massachusetts
$1.46M +$399K +19,576 +37%
PG
205
Patten Group
Tennessee
$1.44M +$46.8K +2,296 +3%
Mirae Asset Global Investments
206
Mirae Asset Global Investments
South Korea
$1.43M -$1.09M -53,625 -43%
BAS
207
Brown Advisory Securities
Maryland
$1.4M -$575K -28,200 -29%
PA
208
PSI Advisors
Florida
$1.35M +$488K +23,933 +56%
IA
209
IFG Advisory
Georgia
$1.35M +$5.2K +255 +0.4%
AFA
210
American Financial Advisors
Georgia
$1.3M -$310K -15,211 -19%
SPI
211
Sutton Place Investors
New York
$1.29M +$1.29M +63,460 New
SW
212
SteelPeak Wealth
California
$1.24M -$20.7K -1,017 -2%
PPP
213
Private Portfolio Partners
New Jersey
$1.22M +$163K +7,978 +15%
WCM
214
WealthBridge Capital Management
Ohio
$1.22M -$45.8K -2,245 -4%
AWM
215
Accel Wealth Management
Iowa
$1.2M +$32.1K +1,575 +3%
SWA
216
SFMG Wealth Advisors
Texas
$1.18M +$873K +42,833 +284%
CAM
217
Cozad Asset Management
Illinois
$1.17M +$897 +44 +0.1%
CRI
218
Colonial River Investments
Virginia
$1.17M +$1.17M +57,374 New
AWM
219
AE Wealth Management
Kansas
$1.16M +$92.8K +4,552 +9%
TPWM
220
Twelve Points Wealth Management
Massachusetts
$1.15M +$1.16M +56,723 New
NFG
221
Next Financial Group
Texas
$1.15M -$11.8K -580 -1%
AWA
222
Arete Wealth Advisors
Illinois
$1.15M +$26.2K +1,286 +2%
VCM
223
Virtue Capital Management
Tennessee
$1.15M +$161K +7,875 +16%
Koshinski Asset Management
224
Koshinski Asset Management
Illinois
$1.13M +$716K +35,139 +173%
RCIM
225
Red Cedar Investment Management
Michigan
$1.13M +$2.16K +106 +0.2%

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.