Moors & Cabot’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Moors & Cabot’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.33M	Sell	77,730 -5,856	-7%	-$104K	0.05%	311
2026 Q2	$1.49M	Sell	83,586 -11,945	-13%	-$215K	0.06%	289
2026 Q1	$1.7M	Sell	95,531 -1,114	-1%	-$20.3K	0.07%	241
2025 Q4	$1.76M	Buy	96,645 +3,122	+3%	+$57.1K	0.08%	231
2025 Q3	$1.71M	Buy	93,523 +2,268	+2%	+$41K	0.07%	242
2025 Q2	$1.62M	Sell	91,255 -6,250	-6%	-$109K	0.08%	237
2025 Q1	$1.72M	Sell	97,505 -1,349	-1%	-$23.9K	0.09%	209
2024 Q4	$1.75M	Buy	98,854 +6,274	+7%	+$113K	0.08%	213
2024 Q3	$1.68M	Buy	92,580 +11,376	+14%	+$202K	0.08%	216
2024 Q2	$1.41M	Buy	81,204 +4,550	+6%	+$78.5K	0.08%	235
2024 Q1	$1.33M	Buy	76,654 +2,706	+4%	+$46.3K	0.07%	244
2023 Q4	$1.25M	Buy	73,948 +4,522	+7%	+$73K	0.08%	243
2023 Q3	$1.11M	Sell	69,426 -3,102	-4%	-$50K	0.08%	244
2023 Q2	$1.16M	Buy	72,528 +6,085	+9%	+$96.7K	0.08%	245
2023 Q1	$1.06M	Sell	66,443 -8,555	-11%	-$148K	0.07%	256
2022 Q4	$1.26M	Sell	74,998 -6,156	-8%	-$103K	0.09%	229
2022 Q3	$1.36M	Buy	81,154 +3,451	+4%	+$60.9K	0.1%	201
2022 Q2	$1.34M	Buy	77,703 +4,776	+7%	+$86.3K	0.1%	210
2022 Q1	$1.39M	Buy	72,927 +953	+1%	+$18.6K	0.09%	224
2021 Q4	$1.46M	Buy	71,974 +19,576	+37%	+$399K	0.09%	223
2021 Q3	$1.08M	Sell	52,398 -1,328	-2%	-$27.4K	0.07%	265
2021 Q2	$1.11M	Buy	53,726 +1,094	+2%	+$22.3K	0.08%	247
2021 Q1	$1.06M	Buy	52,632 +3,068	+6%	+$61.9K	0.08%	235
2020 Q4	$995K	Buy	49,564 +2,415	+5%	+$47.7K	0.08%	224
2020 Q3	$904K	Buy	47,149 +2,014	+4%	+$38.5K	0.09%	224
2020 Q2	$827K	Buy	45,135 +10,440	+30%	+$188K	0.09%	217
2020 Q1	$567K	Buy	34,695 +12,487	+56%	+$240K	0.08%	226
2019 Q4	$444K	Buy	+22,208	New	+$442K	0.04%	368

Other funds holding FPE

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Magnus Financial Group New York $1.5B AUM 16.47% 1-Year Est. Return

Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

Falcon Wealth Planning Ontario, California $1.62B AUM 11.24% 1-Year Est. Return

Empirical Wealth Management Seattle, Washington $7.38B AUM 22.9% 1-Year Est. Return

Country Trust Bank Bloomington, Illinois $5.78B AUM 19.9% 1-Year Est. Return

Prospera Financial Services Dallas, Texas $7.73B AUM 29.41% 1-Year Est. Return

Ashton Thomas Private Wealth Scottsdale, Arizona $4.98B AUM 21.09% 1-Year Est. Return

Moors & Cabot's FPE Position: Q3 2026 in Review

Moors & Cabot reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 7% in Q3 2026, selling an estimated $104K and leaving 77,730 shares worth $1.33M. The position accounts for 0.05% of the portfolio, ranked #311.

Moors & Cabot first reported a position in FPE in Q4 2019 and has held it in 28 quarters since. The position peaked at $1.76M in Q4 2025. 278 funds tracked by Wall St. Rank hold FPE as of Q3 2026.

Moors & Cabot held 77,730 shares of First Trust Preferred Securities and Income ETF worth $1.33M as of Q3 2026.
Moors & Cabot sold 5,856 First Trust Preferred Securities and Income ETF shares in Q3 2026, an estimated $104K.
First Trust Preferred Securities and Income ETF made up 0.05% of Moors & Cabot's portfolio in Q3 2026, its #311 holding.
Moors & Cabot first reported a position in First Trust Preferred Securities and Income ETF in Q4 2019 and has held it in 28 quarters since.
Moors & Cabot's First Trust Preferred Securities and Income ETF position peaked at $1.76M in Q4 2025.
278 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2026.

Based on Moors & Cabot's 13F filing for Q3 2026, filed 6 Nov 2026.