Next Financial Group’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Next Financial Group’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$1.15M	Sell	56,377 -580	-1%	-$11.8K	0.08%	293
2021 Q3	$1.17M	Buy	56,957 +5,890	+12%	+$122K	0.09%	242
2021 Q2	$1.05M	Sell	51,067 -730	-1%	-$14.9K	0.08%	255
2021 Q1	$1.04M	Buy	51,797 +1,911	+4%	+$38.6K	0.09%	237
2020 Q4	$1.01M	Sell	49,886 -10,755	-18%	-$212K	0.1%	217
2020 Q3	$1.16M	Sell	60,641 -11,274	-16%	-$215K	0.13%	177
2020 Q2	$1.32M	Sell	71,915 -1,756	-2%	-$31.7K	0.15%	158
2020 Q1	$1.21M	Buy	73,671 +2,352	+3%	+$45.1K	0.16%	145
2019 Q4	$1.43M	Sell	71,319 -536	-0.7%	-$10.7K	0.15%	160
2019 Q3	$1.42M	Buy	71,855 +24,400	+51%	+$479K	0.15%	164
2019 Q2	$920K	Buy	+47,455	New	+$912K	0.1%	240
2019 Q1	–	Sell	-31,502	Closed	-$565K	–	1789
2018 Q4	$565K	Buy	31,502 +31,360	+22,085%	+$582K	0.12%	203
2018 Q3	$3K	Sell	142 -14,547	-99%	-$279K	﹤0.01%	1244
2018 Q2	$280K	Sell	14,689 -16,777	-53%	-$324K	0.11%	211
2018 Q1	$612K	Buy	+31,466	New	+$622K	0.13%	183
2017 Q4	–	Sell	-142	Closed	-$3K	–	653
2017 Q3	$3K	Hold	142	–	–	﹤0.01%	1532
2017 Q2	$3K	Hold	142	–	–	﹤0.01%	1663
2017 Q1	$3K	Sell	142 -4,175	-97%	-$80.9K	﹤0.01%	1621
2016 Q4	$82K	Sell	4,317 -26,487	-86%	-$508K	0.01%	764
2016 Q3	$602K	Buy	30,804 +5,157	+20%	+$101K	0.11%	207
2016 Q2	$487K	Buy	25,647 +3,622	+16%	+$68.6K	0.15%	144
2016 Q1	$411K	Buy	22,025 +20,612	+1,459%	+$383K	0.14%	154
2015 Q4	$26K	Buy	+1,413	New	+$26.8K	0.01%	834
2014 Q4	–	Sell	-7,500	Closed	-$141K	–	2040
2014 Q3	$141K	Hold	7,500	–	–	0.03%	553
2014 Q2	$143K	Buy	+7,500	New	+$143K	0.07%	191

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Next Financial Group's FPE Position: Q4 2021 in Review

Next Financial Group reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 1% in Q4 2021, selling an estimated $11.8K and leaving 56,377 shares worth $1.15M. The position accounts for 0.08% of the portfolio, ranked #293.

Next Financial Group first reported a position in FPE in Q2 2014 and has held it in 25 quarters since. The position peaked at $1.43M in Q4 2019. 408 funds tracked by Wall St. Rank hold FPE as of Q4 2021.

Next Financial Group held 56,377 shares of First Trust Preferred Securities and Income ETF worth $1.15M as of Q4 2021.
Next Financial Group sold 580 First Trust Preferred Securities and Income ETF shares in Q4 2021, an estimated $11.8K.
First Trust Preferred Securities and Income ETF made up 0.08% of Next Financial Group's portfolio in Q4 2021, its #293 holding.
Next Financial Group first reported a position in First Trust Preferred Securities and Income ETF in Q2 2014 and has held it in 25 quarters since.
Next Financial Group's First Trust Preferred Securities and Income ETF position peaked at $1.43M in Q4 2019.
408 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.