Peak Financial Advisors’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Peak Financial Advisors’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-445,513	Closed	-$9.15M	–	86
2021 Q3	$9.15M	Buy	445,513 +51,105	+13%	+$1.06M	8.05%	2
2021 Q2	$8.13M	Buy	394,408 +901	+0.2%	+$18.4K	6.99%	2
2021 Q1	$7.93M	Buy	393,507 +30,678	+8%	+$619K	6.68%	3
2020 Q4	$7.33M	Buy	+362,829	New	+$7.17M	6.31%	3

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Peak Financial Advisors's FPE Position: Q4 2021 in Review

Peak Financial Advisors sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2021, closing a stake of 445,513 shares — an estimated $9.15M sold.

Peak Financial Advisors first reported a position in FPE in Q4 2020 and held it in 4 quarters. The position peaked at $9.15M in Q3 2021. 408 funds tracked by Wall St. Rank hold FPE as of Q4 2021.

Peak Financial Advisors reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2021 after selling out during the quarter.
Peak Financial Advisors sold 445,513 First Trust Preferred Securities and Income ETF shares in Q4 2021, an estimated $9.15M.
Peak Financial Advisors first reported a position in First Trust Preferred Securities and Income ETF in Q4 2020 and held it in 4 quarters.
Peak Financial Advisors's First Trust Preferred Securities and Income ETF position peaked at $9.15M in Q3 2021.
408 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2021.

Based on Peak Financial Advisors's 13F filing for Q4 2021, filed 19 Jan 2022.