We are live on ! Find out more
FPE icon

First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWA
176
Moser Wealth Advisors
Washington
$1.92M +$174K +8,547 +10%
BRWA
177
B. Riley Wealth Advisors
Florida
$1.91M +$44.6K +2,190 +2%
ODFS
178
O'Donnell Financial Services
California
$1.9M +$936K +45,908 +92%
CPIA
179
Cornell Pochily Investment Advisors
New York
$1.87M -$114K -5,601 -6%
MIAN
180
Mariner Independent Advisor Network
Kansas
$1.87M -$456K -22,354 -20%
OC
181
Oppenheimer & Co
New York
$1.83M +$860K +42,211 +88%
BEI
182
Benjamin Edwards Inc
Missouri
$1.83M -$3.14K -154 -0.2%
BFO
183
Biltmore Family Office
North Carolina
$1.8M +$639K +31,353 +55%
HH
184
Hilltop Holdings
Texas
$1.8M +$816K +40,042 +83%
BAM
185
Belpointe Asset Management
Nevada
$1.77M +$225K +11,029 +14%
APA
186
American Portfolios Advisors
New York
$1.77M -$18.1K -890 -1%
HWM
187
Holloway Wealth Management
Florida
$1.76M
CCFM
188
Clear Creek Financial Management
Washington
$1.76M -$1.61K -79 -0.1%
LWM
189
Laidlaw Wealth Management
New York
$1.67M +$46.5K +2,280 +3%
NA
190
NewEdge Advisors
Louisiana
$1.66M +$779K +38,228 +88%
IWC
191
Integrated Wealth Concepts
Massachusetts
$1.65M +$468K +22,941 +40%
LI
192
LVZ Inc
Michigan
$1.61M +$60K +2,942 +4%
HR
193
Hardy Reed
Mississippi
$1.59M
GVAG
194
Great Valley Advisor Group
Delaware
$1.59M -$12.1K -596 -0.8%
HIS
195
Harvest Investment Services
Illinois
$1.58M -$52.2K -2,560 -3%
SF
196
Synovus Financial
Georgia
$1.57M +$32.6K +1,600 +2%
OPS
197
Orion Portfolio Solutions
Nebraska
$1.55M -$469K -22,994 -23%
FEG
198
Financial Enhancement Group
Indiana
$1.54M +$60.9K +2,986 +4%
IWN
199
Independent Wealth Network
Iowa
$1.52M -$8.93K -438 -0.6%
PNC Financial Services Group
200
PNC Financial Services Group
Pennsylvania
$1.52M +$100K +4,928 +7%

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.