Mariner Independent Advisor Network’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Mariner Independent Advisor Network’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	$1.35M	Sell	80,763 -32,928	-29%	-$581K	0.06%	323
2022 Q2	$1.96M	Buy	113,691 +23,755	+26%	+$429K	0.08%	257
2022 Q1	$1.71M	Sell	89,936 -2,016	-2%	-$39.3K	0.07%	284
2021 Q4	$1.87M	Sell	91,952 -22,354	-20%	-$456K	0.09%	236
2021 Q3	$2.35M	Buy	114,306 +13,726	+14%	+$283K	0.11%	203
2021 Q2	$2.07M	Buy	100,580 +12,072	+14%	+$246K	0.09%	231
2021 Q1	$1.78M	Buy	88,508 +12,688	+17%	+$256K	0.09%	224
2020 Q4	$1.53M	Sell	75,820 -93,311	-55%	-$1.84M	0.08%	243
2020 Q3	$3.24M	Buy	169,131 +90,766	+116%	+$1.73M	0.27%	99
2020 Q2	$1.45M	Buy	78,365 +3,063	+4%	+$55.3K	0.13%	172
2020 Q1	$1.24M	Buy	75,302 +17,311	+30%	+$332K	0.11%	182
2019 Q4	$1.16M	Buy	57,991 +15,762	+37%	+$314K	0.08%	235
2019 Q3	$834K	Buy	42,229 +16,507	+64%	+$324K	0.06%	262
2019 Q2	$500K	Buy	+25,722	New	+$494K	0.04%	312
2019 Q1	–	Sell	-32,754	Closed	-$602K	–	362
2018 Q4	$602K	Buy	32,754 +9,386	+40%	+$174K	0.05%	280
2018 Q3	$444K	Buy	+23,368	New	+$448K	0.06%	192
2018 Q2	–	Sell	-41,098	Closed	-$799K	–	202
2018 Q1	$799K	Buy	41,098 +5,821	+17%	+$115K	0.05%	245
2017 Q4	$708K	Buy	+35,277	New	+$709K	0.07%	212

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Mariner Independent Advisor Network's FPE Position: Q3 2022 in Review

Mariner Independent Advisor Network reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 29% in Q3 2022, selling an estimated $581K and leaving 80,763 shares worth $1.35M. The position accounts for 0.06% of the portfolio, ranked #323.

Mariner Independent Advisor Network first reported a position in FPE in Q4 2017 and has held it in 18 quarters since. The position peaked at $3.24M in Q3 2020. 402 funds tracked by Wall St. Rank hold FPE as of Q3 2022.

Mariner Independent Advisor Network held 80,763 shares of First Trust Preferred Securities and Income ETF worth $1.35M as of Q3 2022.
Mariner Independent Advisor Network sold 32,928 First Trust Preferred Securities and Income ETF shares in Q3 2022, an estimated $581K.
First Trust Preferred Securities and Income ETF made up 0.06% of Mariner Independent Advisor Network's portfolio in Q3 2022, its #323 holding.
Mariner Independent Advisor Network first reported a position in First Trust Preferred Securities and Income ETF in Q4 2017 and has held it in 18 quarters since.
Mariner Independent Advisor Network's First Trust Preferred Securities and Income ETF position peaked at $3.24M in Q3 2020.
402 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2022.

Based on Mariner Independent Advisor Network's 13F filing for Q3 2022, filed 10 Nov 2022.