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First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFS
126
Bard Financial Services
Connecticut
$4.01M
OIA
127
OneDigital Investment Advisors
Kansas
$3.97M -$922K -45,246 -19%
IWM
128
IHT Wealth Management
Illinois
$3.96M +$123K +6,022 +3%
SF
129
Summit Financial
New Jersey
$3.93M +$2.41M +118,190 +158%
LNC
130
Lincoln National Corp
Pennsylvania
$3.87M +$47.5K +2,331 +1%
IAS
131
IMA Advisory Services
Colorado
$3.72M +$2.67M +131,068 +252%
BFEC
132
Benjamin F. Edwards & Company
Missouri
$3.64M +$25.2K +1,237 +0.7%
TFA
133
Toth Financial Advisory
Virginia
$3.63M +$3.6M +176,423 +7,824%
US Bancorp
134
US Bancorp
Minnesota
$3.59M +$70.9K +3,479 +2%
CHC
135
City Holding Co
West Virginia
$3.57M +$731K +35,890 +24%
VA
136
Valmark Advisers
Ohio
$3.57M +$958K +47,023 +37%
WF
137
Wayfinding Financial
Washington
$3.57M +$3.66M +179,753 New
Qube Research & Technologies (QRT)
138
Qube Research & Technologies (QRT)
United Kingdom
$3.55M -$11.8M -579,660 -77%
KPWS
139
Kestra Private Wealth Services
Texas
$3.54M +$1.34M +65,841 +61%
KFP
140
KMG Fiduciary Partners
Ohio
$3.46M -$862K -42,288 -20%
NFG
141
Norris Financial Group
South Carolina
$3.45M +$2.52M +123,795 +269%
PAS
142
Park Avenue Securities
New York
$3.28M +$1.39M +68,201 +73%
SIA
143
Soltis Investment Advisors
Utah
$3.15M -$264K -12,966 -8%
MA
144
Mutual Advisors
Nebraska
$3.12M -$59.8K -2,935 -2%
MCM
145
MAI Capital Management
Ohio
$3.06M +$1.77M +86,621 +135%
SWM
146
Spire Wealth Management
Virginia
$3.04M +$499K +24,461 +20%
EDRIA
147
Edmonds Duncan Registered Investment Advisors
Kansas
$3M +$100K +4,921 +3%
RG
148
Retirement Group
California
$2.98M -$1.6M -78,721 -35%
VIM
149
Vista Investment Management
Pennsylvania
$2.92M +$506K +24,836 +21%
SG
150
StoneX Group
New York
$2.89M +$2.9M +142,208 New

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.