Norris Financial Group’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Norris Financial Group’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-429,450	Closed	-$8.17M	–	76
2022 Q1	$8.17M	Buy	429,450 +259,608	+153%	+$5.06M	4.93%	6
2021 Q4	$3.45M	Buy	169,842 +123,795	+269%	+$2.52M	2.08%	14
2021 Q3	$946K	Buy	46,047 +33,541	+268%	+$693K	0.63%	37
2021 Q2	$258K	Sell	12,506 -3,000	-19%	-$61.2K	0.17%	72
2021 Q1	$312K	Sell	15,506 -1,975	-11%	-$39.9K	0.23%	67
2020 Q4	$353K	Hold	17,481	–	–	0.28%	48
2020 Q3	$335K	Hold	17,481	–	–	0.28%	55
2020 Q2	$322K	Hold	17,481	–	–	0.3%	51
2020 Q1	$287K	Buy	+17,481	New	+$335K	0.32%	48

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Norris Financial Group's FPE Position: Q2 2022 in Review

Norris Financial Group sold out of First Trust Preferred Securities and Income ETF (FPE) in Q2 2022, closing a stake of 429,450 shares — an estimated $8.17M sold.

Norris Financial Group first reported a position in FPE in Q1 2020 and held it in 9 quarters. The position peaked at $8.17M in Q1 2022. 406 funds tracked by Wall St. Rank hold FPE as of Q2 2022.

Norris Financial Group reported no remaining First Trust Preferred Securities and Income ETF position as of Q2 2022 after selling out during the quarter.
Norris Financial Group sold 429,450 First Trust Preferred Securities and Income ETF shares in Q2 2022, an estimated $8.17M.
Norris Financial Group first reported a position in First Trust Preferred Securities and Income ETF in Q1 2020 and held it in 9 quarters.
Norris Financial Group's First Trust Preferred Securities and Income ETF position peaked at $8.17M in Q1 2022.
406 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q2 2022.

Based on Norris Financial Group's 13F filing for Q2 2022, filed 20 May 2026.