Retirement Group’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Retirement Group’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-61,859	Closed	-$988K	–	839
2023 Q3	$988K	Sell	61,859 -2,769	-4%	-$44.6K	0.41%	34
2023 Q2	$1.03M	Sell	64,628 -5,717	-8%	-$90.9K	0.43%	37
2023 Q1	$1.12M	Sell	70,345 -3,099	-4%	-$53.5K	0.51%	32
2022 Q4	$1.23M	Buy	73,444 +35,119	+92%	+$589K	0.6%	29
2022 Q3	$640K	Sell	38,325 -50,134	-57%	-$884K	0.51%	33
2022 Q2	$1.52M	Sell	88,459 -39,266	-31%	-$710K	0.63%	25
2022 Q1	$2.43M	Sell	127,725 -19,018	-13%	-$370K	0.94%	21
2021 Q4	$2.98M	Sell	146,743 -78,721	-35%	-$1.6M	1.3%	16
2021 Q3	$4.63M	Buy	225,464 +3,217	+1%	+$66.4K	2.13%	10
2021 Q2	$4.58M	Buy	222,247 +25,311	+13%	+$517K	2.2%	8
2021 Q1	$3.97M	Buy	196,936 +38,994	+25%	+$787K	1.8%	13
2020 Q4	$3.19M	Buy	157,942 +17,469	+12%	+$345K	1.46%	20
2020 Q3	$2.69M	Buy	140,473 +7,646	+6%	+$146K	1.51%	17
2020 Q2	$2.45M	Buy	+132,827	New	+$2.4M	1.52%	16
2019 Q4	$2.08M	Buy	+103,597	New	+$2.06M	1.35%	18

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Retirement Group's FPE Position: Q4 2023 in Review

Retirement Group sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2023, closing a stake of 61,859 shares — an estimated $988K sold.

Retirement Group first reported a position in FPE in Q4 2019 and held it in 15 quarters. The position peaked at $4.63M in Q3 2021. 404 funds tracked by Wall St. Rank hold FPE as of Q4 2023.

Retirement Group reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2023 after selling out during the quarter.
Retirement Group sold 61,859 First Trust Preferred Securities and Income ETF shares in Q4 2023, an estimated $988K.
Retirement Group first reported a position in First Trust Preferred Securities and Income ETF in Q4 2019 and held it in 15 quarters.
Retirement Group's First Trust Preferred Securities and Income ETF position peaked at $4.63M in Q3 2021.
404 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2023.

Based on Retirement Group's 13F filing for Q4 2023, filed 14 Feb 2024.