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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

136 hedge funds and large institutions have $1.29B invested in First Trust Preferred Securities and Income ETF in 2017 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 77 increasing their positions, 20 reducing their positions, and 13 closing their positions.

Holders
136
Holders Change
+8
Holders Change %
+6.25%
% of All Funds
3.4%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.2%
New
22
Increased
77
Reduced
20
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$432M
2
UBS Group
2
UBS Group
Switzerland
$120M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$130M
4
RJA
4
Raymond James & Associates
Florida
$28.2M
5
ACM
5
Aviance Capital Management
Florida
$37.2M

Top Sellers

1
PCM
1
Price Capital Management
Louisiana
$1.73M
2
CS
2
Credit Suisse
Switzerland
$1.73M
3
CIBC World Market
3
CIBC World Market
Ontario, Canada
$0
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$0
5
PCM
5
Peak Capital Management
Colorado
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ICOA
51
Investment Centers of America
North Dakota
$2.26M +$429K +21,346 +23%
CA
52
Cetera Advisors
Colorado
$2.23M +$716K +35,703 +47%
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$2.18M +$119K +5,934 +6%
Wells Fargo
54
Wells Fargo
California
$2.17M +$202K +10,050 +10%
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$2.09M +$214K +10,645 +11%
ST
56
Spinnaker Trust
Maine
$1.98M +$56.5K +2,815 +3%
MHS
57
M Holdings Securities
Oregon
$1.91M +$16.2K +807 +0.9%
FWM
58
Frontier Wealth Management
Missouri
$1.8M +$180K +8,974 +11%
PAG
59
Private Advisor Group
New Jersey
$1.74M +$555K +27,677 +47%
PCM
60
Price Capital Management
Louisiana
$1.73M -$14M -698,040 -89%
CS
61
Credit Suisse
Switzerland
$1.73M -$9.23M -459,670 -84%
NPC
62
National Planning Corporation
California
$1.68M -$1.79M -89,338 -52%
Mirae Asset Global Investments
63
Mirae Asset Global Investments
South Korea
$1.62M +$444K +22,100 +38%
LA
64
LVW Advisors
New York
$1.49M +$9.94K +495 +0.7%
SAM
65
Shamrock Asset Management
Texas
$1.46M +$762K +37,954 +109%
CS
66
Comerica Securities
Michigan
$1.1M +$255K +12,719 +30%
HFS
67
HL Financial Services
Kentucky
$1.09M -$156K -7,775 -12%
LI
68
LVZ Inc
Michigan
$979K +$979K +48,732 New
BRWA
69
B. Riley Wealth Advisors
Florida
$974K -$54.4K -2,711 -5%
JPMorgan Chase & Co
70
JPMorgan Chase & Co
New York
$854K -$1.08M -53,932 -56%
DC
71
Davenport & Co
Virginia
$836K +$204K +10,159 +32%
BAS
72
Brown Advisory Securities
Maryland
$821K +$300K +15,000 +58%
TC
73
Telemus Capital
Michigan
$803K – – –
OC
74
Oppenheimer & Co
New York
$793K +$130K +6,474 +20%
SPIA
75
Steward Partners Investment Advisory
New York
$781K +$592K +29,495 +313%
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