Shamrock Asset Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Shamrock Asset Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$1.12M	Sell	56,836 -3,673	-6%	-$72K	0.87%	22
2019 Q2	$1.17M	Sell	60,509 -11,276	-16%	-$217K	0.83%	23
2019 Q1	$1.37M	Buy	71,785 +13,442	+23%	+$252K	1.08%	16
2018 Q4	$1.05M	Sell	58,343 -5,641	-9%	-$105K	1.58%	15
2018 Q3	$1.22M	Sell	63,984 -5,479	-8%	-$105K	0.77%	27
2018 Q2	$1.32M	Sell	69,463 -2,712	-4%	-$52.4K	0.81%	27
2018 Q1	$1.39M	Buy	72,175 +2,629	+4%	+$52K	0.83%	26
2017 Q4	$1.39M	Sell	69,546 -3,175	-4%	-$63.8K	0.83%	26
2017 Q3	$1.46M	Buy	72,721 +37,954	+109%	+$763K	0.94%	22
2017 Q2	$696K	Sell	34,767 -7,816	-18%	-$155K	0.44%	45
2017 Q1	$831K	Buy	42,583 +2,336	+6%	+$45.3K	0.52%	37
2016 Q4	$764K	Buy	40,247 +38,665	+2,444%	+$742K	0.47%	43
2016 Q3	$31K	Hold	1,582	–	–	0.02%	160
2016 Q2	$30K	Hold	1,582	–	–	0.02%	162
2016 Q1	$30K	Hold	1,582	–	–	0.02%	148
2015 Q4	$30K	Buy	+1,582	New	+$30K	0.02%	176

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MAP

Milestone Advisory Partners Southern Pines, North Carolina $120M AUM 12.09% 1-Year Est. Return

Shamrock Asset Management's FPE Position: Q3 2019 in Review

Shamrock Asset Management reduced its First Trust Preferred Securities and Income ETF (FPE) stake by 6.1% in Q3 2019, selling an estimated $72K and leaving 56,836 shares worth $1.12M. The position accounts for 0.87% of the portfolio, ranked #22.

Shamrock Asset Management first reported a position in FPE in Q4 2015 and has held it in 16 quarters since. The position peaked at $1.46M in Q3 2017. 261 funds tracked by Wall St. Rank hold FPE as of Q3 2019.

Shamrock Asset Management held 56,836 shares of First Trust Preferred Securities and Income ETF worth $1.12M as of Q3 2019.
Shamrock Asset Management sold 3,673 First Trust Preferred Securities and Income ETF shares in Q3 2019, an estimated $72K.
First Trust Preferred Securities and Income ETF made up 0.87% of Shamrock Asset Management's portfolio in Q3 2019, its #22 holding.
Shamrock Asset Management first reported a position in First Trust Preferred Securities and Income ETF in Q4 2015 and has held it in 16 quarters since.
Shamrock Asset Management's First Trust Preferred Securities and Income ETF position peaked at $1.46M in Q3 2017.
261 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2019.

Based on Shamrock Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.