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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

98 hedge funds and large institutions have $758M invested in First Trust Preferred Securities and Income ETF in 2016 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 46 increasing their positions, 21 reducing their positions, and 13 closing their positions.

Holders
98
Holders Change
+10
Holders Change %
+11.36%
% of All Funds
2.45%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
25
Increased
46
Reduced
21
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$84.3M
2
Morgan Stanley
2
Morgan Stanley
New York
$266M
3
UBS Group
3
UBS Group
Switzerland
$82M
4
ACM
4
Aviance Capital Management
Florida
$9.68M
5
LPL Financial
5
LPL Financial
California
$37.8M

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$0
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$0
3
AG
3
Advisor Group
Arizona
$4.21M
4
Bank of America
4
Bank of America
North Carolina
$45.9M
5
MMA
5
Miracle Mile Advisors
California
$34M
Name Holding Trade Value Shares
Change 		Shares
Change %
NPC
51
National Planning Corporation
California
$990K +$741K +38,396 +298%
SAM
52
Shamrock Asset Management
Texas
$764K +$734K +38,665 +2,444%
TC
53
Telemus Capital
Michigan
$760K -$380K -20,000 -33%
BRWA
54
B. Riley Wealth Advisors
Florida
$689K +$215K +11,309 +45%
FHC
55
First Heartland Consultants
Missouri
$678K -$1.13M -59,689 -63%
EWM
56
Empirical Wealth Management
Washington
$571K -$332K -17,464 -37%
ONB
57
Old National Bancorp
Indiana
$556K -$54.7K -2,875 -9%
SCA
58
Snowden Capital Advisors
New York
$547K +$547K +28,826 New
NWM
59
Northwest Wealth Management
Iowa
$457K +$457K +24,059 New
WA
60
WESPAC Advisors
California
$448K +$19.2K +1,010 +4%
WI
61
Wintrust Investments
Illinois
$438K +$69.9K +3,682 +19%
SWP
62
Stratos Wealth Partners
Ohio
$431K -$56.9K -2,993 -12%
BAS
63
Brown Advisory Securities
Maryland
$417K +$43.6K +2,300 +12%
GAG
64
GM Advisory Group
New York
$412K +$412K +21,681 New
FIM
65
Freedom Investment Management
Connecticut
$410K +$410K +21,599 New
CAL
66
Capital Advisors Ltd
Ohio
$342K -$8.12K -427 -2%
ISB
67
Iowa State Bank
Iowa
$336K – – –
PAG
68
Private Advisory Group
Washington
$330K +$330K +17,401 New
GS
69
Girard Securities
California
$318K -$39.9K -2,098 -11%
BIG
70
Bellwether Investment Group
Tennessee
$299K +$299K +15,758 New
LWAC
71
Laurel Wealth Advisors (California)
California
$298K – – –
OC
72
Oppenheimer & Co
New York
$270K +$27.7K +1,463 +11%
CCA
73
Clearwater Capital Advisors
Illinois
$269K +$269K +14,122 New
SG
74
StoneX Group
New York
$256K +$256K +13,504 New
JWBC
75
J.W. Burns & Co
New York
$246K +$246K +12,975 New
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