Advisor Group’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Advisor Group’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19M	Buy	947,420 +165,972	+21%	+$3.3M	0.13%	148
2019 Q3	$15.4M	Buy	781,448 +4,667	+0.6%	+$91.5K	0.11%	162
2019 Q2	$15.1M	Buy	776,781 +52,047	+7%	+$1M	0.12%	159
2019 Q1	$13.8M	Buy	724,734 +122,766	+20%	+$2.3M	0.11%	161
2018 Q4	$10.8M	Buy	601,968 +42,425	+8%	+$787K	0.11%	168
2018 Q3	$10.7M	Buy	559,543 +64,355	+13%	+$1.24M	0.11%	170
2018 Q2	$9.44M	Buy	495,188 +46,066	+10%	+$891K	0.13%	151
2018 Q1	$8.74M	Sell	449,122 -7,751	-2%	-$153K	0.12%	160
2017 Q4	$9.14M	Buy	456,873 +52,018	+13%	+$1.04M	0.12%	158
2017 Q3	$8.13M	Buy	404,855 +114,820	+40%	+$2.31M	0.13%	160
2017 Q2	$5.8M	Buy	290,035 +61,143	+27%	+$1.21M	0.1%	199
2017 Q1	$4.47M	Buy	228,892 +7,173	+3%	+$139K	0.09%	237
2016 Q4	$4.21M	Sell	221,719 -216,180	-49%	-$4.15M	0.1%	230
2016 Q3	$8.56M	Buy	437,899 +66,396	+18%	+$1.3M	0.21%	109
2016 Q2	$7.06M	Buy	+371,503	New	+$7.04M	0.19%	121

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.68B AUM 19.26% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisor Group's FPE Position: Q4 2019 in Review

Advisor Group increased its First Trust Preferred Securities and Income ETF (FPE) stake by 21% in Q4 2019, buying an estimated $3.3M and bringing the position to 947,420 shares worth $19M. The position accounts for 0.13% of the portfolio, ranked #148.

Advisor Group first reported a position in FPE in Q2 2016 and has held it in 15 quarters since. 304 funds tracked by Wall St. Rank hold FPE as of Q4 2019.

Advisor Group held 947,420 shares of First Trust Preferred Securities and Income ETF worth $19M as of Q4 2019.
Advisor Group bought 165,972 First Trust Preferred Securities and Income ETF shares in Q4 2019, an estimated $3.3M.
First Trust Preferred Securities and Income ETF made up 0.13% of Advisor Group's portfolio in Q4 2019, its #148 holding.
Advisor Group first reported a position in First Trust Preferred Securities and Income ETF in Q2 2016 and has held it in 15 quarters since.
304 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.