Advisor Group’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19M	Buy	947,420 +165,972	+21%	+$3.3M	0.13%	148
2019 Q3	$15.4M	Buy	781,448 +4,667	+0.6%	+$91.5K	0.11%	162
2019 Q2	$15.1M	Buy	776,781 +52,047	+7%	+$1M	0.12%	159
2019 Q1	$13.8M	Buy	724,734 +122,766	+20%	+$2.3M	0.11%	161
2018 Q4	$10.8M	Buy	601,968 +42,425	+8%	+$787K	0.11%	168
2018 Q3	$10.7M	Buy	559,543 +64,355	+13%	+$1.24M	0.11%	170
2018 Q2	$9.44M	Buy	495,188 +46,066	+10%	+$891K	0.13%	151
2018 Q1	$8.74M	Sell	449,122 -7,751	-2%	-$153K	0.12%	160
2017 Q4	$9.14M	Buy	456,873 +52,018	+13%	+$1.04M	0.12%	158
2017 Q3	$8.13M	Buy	404,855 +114,820	+40%	+$2.31M	0.13%	160
2017 Q2	$5.8M	Buy	290,035 +61,143	+27%	+$1.21M	0.1%	199
2017 Q1	$4.47M	Buy	228,892 +7,173	+3%	+$139K	0.09%	237
2016 Q4	$4.21M	Sell	221,719 -216,180	-49%	-$4.15M	0.1%	230
2016 Q3	$8.56M	Buy	437,899 +66,396	+18%	+$1.3M	0.21%	109
2016 Q2	$7.06M	Buy	+371,503	New	+$7.04M	0.19%	121