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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

75 hedge funds and large institutions have $442M invested in First Trust Preferred Securities and Income ETF in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
+15
Holders Change %
+25%
% of All Funds
2%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
20
Increased
35
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$158M
2
MMA
2
Miracle Mile Advisors
California
$24.7M
3
Bank of America
3
Bank of America
North Carolina
$29.6M
4
LPL Financial
4
LPL Financial
California
$44.1M
5
AIG
5
American International Group
New York
$8.63M

Top Sellers

1
TFA
1
Transamerica Financial Advisors
Florida
$173K
2
BCM
2
Brookstone Capital Management
Illinois
$17.9M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$2.33M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$0
5
CIBC World Market
5
CIBC World Market
Ontario, Canada
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
26
First Allied Advisory Services
California
$1.47M +$503K +26,984 +52%
SI
27
SII Investments
Wisconsin
$1.39M +$1.39M +74,200 New
Baird Financial Group
28
Baird Financial Group
Wisconsin
$1.28M +$861K +46,123 +206%
FEG
29
Financial Enhancement Group
Indiana
$1.16M +$1.16M +62,261 New
TC
30
Telemus Capital
Michigan
$1.12M +$1.12M +60,000 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$1.02M -$170K -9,115 -14%
Wells Fargo
32
Wells Fargo
California
$1.01M -$7.08K -379 -0.7%
CAN
33
Cetera Advisor Networks
California
$969K +$256K +13,685 +36%
JPMorgan Chase & Co
34
JPMorgan Chase & Co
New York
$951K +$186K +9,981 +24%
IA
35
IFP Advisors
Florida
$912K +$119K +6,220 +15%
CA
36
Cetera Advisors
Colorado
$911K +$559K +29,821 +159%
SAM
37
Stringer Asset Management
Tennessee
$900K -$110K -5,894 -11%
Jane Street
38
Jane Street
New York
$833K +$833K +44,628 New
ONB
39
Old National Bancorp
Indiana
$792K -$66.4K -3,561 -8%
AT
40
Arden Trust
Delaware
$723K +$30.1K +1,615 +4%
SCA
41
Snowden Capital Advisors
New York
$459K +$459K +24,582 New
SCA
42
Strategic Capital Alternatives
United States
$451K +$451K +24,141 New
GS
43
Girard Securities
California
$447K +$66.9K +3,577 +18%
ASN
44
Advisory Services Network
Georgia
$435K +$134K +7,192 +45%
PNC
45
Park National Corp
Ohio
$435K +$435K +23,305 New
NFG
46
Next Financial Group
Texas
$411K +$385K +20,612 +1,459%
IH
47
IFC Holdings
Florida
$386K +$386K +20,798 New
HCIA
48
Hochman Cole Investment Advisors
Illinois
$343K +$343K +18,374 New
LI
49
LVZ Inc
Michigan
$332K +$332K +17,808 New
WA
50
WESPAC Advisors
California
$329K +$61.3K +3,283 +23%
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