SII Investments’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

SII Investments’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-114,809	Closed	-$2.3M	–	100
2017 Q4	$2.3M	Buy	114,809 +1,880	+2%	+$37.8K	0.24%	86
2017 Q3	$2.27M	Buy	112,929 +11,132	+11%	+$224K	0.13%	139
2017 Q2	$2.04M	Buy	101,797 +1,601	+2%	+$31.7K	0.13%	143
2017 Q1	$1.97M	Buy	100,196 +8,129	+9%	+$158K	0.14%	129
2016 Q4	$1.75M	Buy	92,067 +34,147	+59%	+$655K	0.13%	130
2016 Q3	$1.13M	Sell	57,920 -19,128	-25%	-$373K	0.09%	169
2016 Q2	$1.46M	Buy	77,048 +2,848	+4%	+$54K	0.12%	152
2016 Q1	$1.39M	Buy	+74,200	New	+$1.38M	0.13%	145
2015 Q4	–	Sell	-17,253	Closed	-$324K	–	485
2015 Q3	$324K	Buy	+17,253	New	+$327K	0.04%	378

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $174M AUM 1.66% 1-Year Est. Return

MMA

Miracle Mile Advisors Los Angeles, California $7.29B AUM 16.22% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

IFG Advisory Atlanta, Georgia $34.9M AUM 20.48% 1-Year Est. Return

SII Investments's FPE Position: Q1 2018 in Review

SII Investments sold out of First Trust Preferred Securities and Income ETF (FPE) in Q1 2018, closing a stake of 114,809 shares — an estimated $2.3M sold.

SII Investments first reported a position in FPE in Q3 2015 and held it in 9 quarters. The position peaked at $2.3M in Q4 2017. 208 funds tracked by Wall St. Rank hold FPE as of Q1 2018.

SII Investments reported no remaining First Trust Preferred Securities and Income ETF position as of Q1 2018 after selling out during the quarter.
SII Investments sold 114,809 First Trust Preferred Securities and Income ETF shares in Q1 2018, an estimated $2.3M.
SII Investments first reported a position in First Trust Preferred Securities and Income ETF in Q3 2015 and held it in 9 quarters.
SII Investments's First Trust Preferred Securities and Income ETF position peaked at $2.3M in Q4 2017.
208 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.