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First Trust Mid Cap Core AlphaDEX Fund
FNX

159 hedge funds and large institutions have $621M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 52 increasing their positions, 47 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 10

16% more funds holding

Funds holding: 137 → 159 (+22)

11% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 47

5% more capital invested

Capital invested by funds: $590M → $621M (+$31.6M)

0.96% more ownership

Funds ownership: 57.35% → 58.31% (+0.96%)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
159
Holders Change
+22
Holders Change %
+16.06%
% of All Funds
2.45%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
34
Increased
52
Reduced
47
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.52M
2
Wells Fargo
Wells Fargo
California
+$3.24M
3
LPL Financial
LPL Financial
California
+$2.96M
4
GSWM
Golden State Wealth Management
California
+$2.9M
5
AF
Allworth Financial
California
+$2.08M

Top Sellers

Rank Fund Capital Flow
1
GSEP
Golden State Equity Partners
California
-$6.62M
2
KAS
Kestra Advisory Services
Texas
-$4.73M
3
MIAN
Mariner Independent Advisor Network
Kansas
-$3.69M
4
PAG
Private Advisor Group
New Jersey
-$3.52M
5
HI
Harbour Investments
Wisconsin
-$3.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
WDC
101
Woodward Diversified Capital
California
$326K +$325K +3,172 New
WS
102
Wedbush Securities
California
$324K +$2.05K +20 +0.6%
AWAP
103
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$312K -$18.4K -180 -6%
HPC
104
HM Payson & Co
Maine
$281K – – –
C
105
CEDRUS
Colorado
$272K +$271K +2,646 New
UCFA
106
United Capital Financial Advisors
Texas
$257K +$256K +2,500 New
JWCA
107
J.W. Cole Advisors
Florida
$252K +$251K +2,448 New
CFA
108
Cahill Financial Advisors
Minnesota
$246K +$205 +2 +0.1%
IFG
109
Independent Financial Group
California
$246K +$34.8K +340 +17%
HWIS
110
Hancock Whitney Investment Services
Louisiana
$244K +$243K +2,370 New
Creative Planning
111
Creative Planning
Kansas
$239K +$12.1K +118 +5%
CBFP
112
Cedar Brook Financial Partners
Ohio
$229K +$228K +2,228 New
FHA
113
Flagship Harbor Advisors
Massachusetts
$222K +$11.7K +114 +6%
AAS
114
Ameritas Advisory Services
Nebraska
$221K +$220K +2,148 New
HR
115
Howe & Rusling
New York
$218K – – –
PFA
116
Pinnacle Family Advisors
Missouri
$211K +$210K +2,052 New
EE
117
EWG Elevate
California
$208K +$207K +2,026 New
Rockefeller Capital Management
118
Rockefeller Capital Management
New York
$179K -$15.2K -148 -8%
Carson Wealth (CWM LLC)
119
Carson Wealth (CWM LLC)
Nebraska
$178K +$177K +1,731 New
Koshinski Asset Management
120
Koshinski Asset Management
Illinois
$163K – – –
GWM
121
Geneos Wealth Management
Colorado
$159K +$21.7K +212 +16%
FPWM
122
FSB Premier Wealth Management
Iowa
$150K +$150K +1,462 New
AA
123
AlphaMark Advisors
Kentucky
$148K – – –
DWMG
124
DB Wealth Management Group
California
$140K -$5.63K -55 -4%
TWM
125
Tradition Wealth Management
Minnesota
$129K – – –
3 4
5
6 7

FNX Hedge Fund Activity: Q4 2021 in Review

159 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2021, worth a combined $621M — up 5.4% from $590M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new FNX positions and 10 closed out — a net gain of 24 holders — while 52 added to existing stakes and 47 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.52M. The largest seller was Golden State Equity Partners, cutting an estimated $6.62M.

  • 159 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2021, up from 137 in Q3 2021.
  • Funds reported $621M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2021, up 5.4% quarter-over-quarter.
  • 34 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2021 and 10 closed out, a net change of +24 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2021 was Raymond James Financial Services Advisors, an estimated $4.52M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2021 was Golden State Equity Partners, an estimated $6.62M sold.

Based on aggregated 13F filings for Q4 2021.