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First Trust Mid Cap Core AlphaDEX Fund

137 hedge funds and large institutions have $590M invested in First Trust Mid Cap Core AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 58 increasing their positions, 38 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0.43% less ownership

Funds ownership: 57.78%57.35% (-0.43%)

3% less capital invested

Capital invested by funds: $605M → $590M (-$15.5M)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

2% less funds holding

Funds holding: 140137 (-3)

Holders
137
Holders Change
-3
Holders Change %
-2.14%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
58
Reduced
38
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
101
Rockefeller Capital Management
New York
$185K -$10.6K -106 -5%
Koshinski Asset Management
102
Koshinski Asset Management
Illinois
$155K +$158K +1,586 New
KIG
103
Kowal Investment Group
Wisconsin
$145K +$148K +1,486 New
AA
104
AlphaMark Advisors
Kentucky
$141K -$996 -10 -0.7%
AWA
105
Arkadios Wealth Advisors
Georgia
$140K +$30.2K +303 +27%
DWMG
106
DB Wealth Management Group
California
$139K -$12.3K -124 -8%
GWM
107
Geneos Wealth Management
Colorado
$132K -$21K -211 -14%
TWM
108
Tradition Wealth Management
Minnesota
$122K
HNB
109
Huntington National Bank
Ohio
$117K
BEI
110
Benjamin Edwards Inc
Missouri
$107K +$100 +1 +0.1%
CHC
111
City Holding Co
West Virginia
$100K
Fidelity Investments
112
Fidelity Investments
Massachusetts
$99K +$19.6K +197 +24%
SAM
113
Strategic Asset Management
Minnesota
$84K +$83.3K +837 New
Citigroup
114
Citigroup
New York
$73K -$416K -4,179 -85%
AF
115
Advisornet Financial
Minnesota
$67K
US Bancorp
116
US Bancorp
Minnesota
$66K
CFD
117
Creative Financial Designs
Indiana
$46K +$11K +110 +30%
BWP
118
Baldwin Wealth Partners
Massachusetts
$32K
AIM
119
Anchor Investment Management
South Carolina
$26.7K
HCP
120
Hexagon Capital Partners
Arkansas
$23K
HF
121
Halpern Financial
Virginia
$19.5K +$19.9K +200 New
BWA
122
BDO Wealth Advisors
Florida
$16K
FHA
123
First Horizon Advisors
Tennessee
$16K
LFG
124
Larson Financial Group
Missouri
$15K +$14.8K +149 New
SIM
125
Sonora Investment Management
Arizona
$14K

FNX Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2021, worth a combined $590M — down 2.6% from $605M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FNX and 12 opened new positions — a net loss of 1 holder — while 38 trimmed existing stakes and 58 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $4.03M. The largest seller was Pinnacle Family Advisors, exiting entirely with an estimated $3.15M sold.

  • 137 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2021, down from 140 in Q2 2021.
  • Funds reported $590M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2021, down 2.6% quarter-over-quarter.
  • 12 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2021 and 13 closed out, a net change of -1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2021 was Citadel Advisors, an estimated $4.03M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2021 was Pinnacle Family Advisors, an estimated $3.15M sold.

Based on aggregated 13F filings for Q3 2021.