First Trust Mid Cap Core AlphaDEX Fund
79 hedge funds and large institutions have $472M invested in First Trust Mid Cap Core AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 4 closing their positions.
125% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 4
5% more funds holding
Funds holding: 75 → 79 (+4)
2.58% more ownership
Funds ownership: 56.56% → 59.13% (+2.6%)
1% less capital invested
Capital invested by funds: $478M → $472M (-$5.74M)
9% less repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 32
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$17.9M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$4.5M |
| 3 |
Jane Street
New York
|
+$2.42M |
| 4 |
LPT
Legacy Private Trust
Neenah,
Wisconsin
|
+$2.38M |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.38M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$11.1M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$5.48M |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$5.29M |
| 4 |
Wells Fargo
San Francisco,
California
|
-$4.38M |
| 5 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$3.16M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WRM
76
Westport Resources Management
Westport,
Connecticut
| $11K | – | – | – |
|
|
JFA
77
JNBA Financial Advisors
Bloomington,
Minnesota
| $2K | – | – | – |
|
|
WP
78
WealthPLAN Partners
Omaha,
Nebraska
| $38 | +$38.9K | +780 | New |
|
|
TRCT
79
Tower Research Capital (TRC)
New York
| – | -$33K | -690 | Closed |
|
|
FNBT
80
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$15K | -313 | Closed |
|
81
SEI Investments
Oaks,
Pennsylvania
| – | -$12K | -251 | Closed |
|
|
RIA
82
Regal Investment Advisors
Kentwood,
Michigan
| – | -$4K | -85 | Closed |
|
FNX Hedge Fund Activity: Q4 2015 in Review
79 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2015, worth a combined $472M — down 1.2% from $478M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FNX positions and 4 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.
The largest buyer was LPL Financial, adding an estimated $17.9M. The largest seller was Morgan Stanley, cutting an estimated $11.1M.
- 79 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2015, up from 75 in Q3 2015.
- Funds reported $472M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2015, down 1.2% quarter-over-quarter.
- 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2015 and 4 closed out, a net change of +5 holders.
- The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2015 was LPL Financial, an estimated $17.9M added.
- The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2015 was Morgan Stanley, an estimated $11.1M sold.
Based on aggregated 13F filings for Q4 2015.