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First Trust Mid Cap Core AlphaDEX Fund

158 hedge funds and large institutions have $637M invested in First Trust Mid Cap Core AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 61 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

33% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 46

3.19% more ownership

Funds ownership: 60.35%63.54% (+3.2%)

2% more funds holding

Funds holding: 155158 (+3)

1% less capital invested

Capital invested by funds: $643M → $637M (-$5.66M)

Holders
158
Holders Change
+3
Holders Change %
+1.94%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
22
Increased
61
Reduced
46
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NS
51
NBC Securities
Alabama
$1.44M +$1.51M +15,611 New
TFA
52
Transamerica Financial Advisors
Florida
$1.41M +$239K +2,470 +19%
KWM
53
Kaydan Wealth Management
Michigan
$1.39M -$48.9K -506 -3%
CAM
54
Cozad Asset Management
Illinois
$1.38M +$97 +1 +0%
JWCA
55
J.W. Cole Advisors
Florida
$1.37M +$165K +1,712 +13%
MA
56
MONECO Advisors
Connecticut
$1.31M -$7.34K -76 -0.5%
Truist Financial
57
Truist Financial
North Carolina
$1.31M -$689K -7,138 -33%
Susquehanna International Group
58
Susquehanna International Group
Pennsylvania
$1.29M +$191K +1,974 +16%
MML Investors Services
59
MML Investors Services
Massachusetts
$1.26M +$23.5K +243 +2%
AA
60
AlphaMark Advisors
Kentucky
$1.25M +$689K +7,139 +110%
PCS
61
Personal CFO Solutions
New Jersey
$1.24M +$327K +3,386 +33%
OC
62
Oppenheimer & Co
New York
$1.15M -$2.03K -21 -0.2%
SI
63
Stephens Inc
Arkansas
$1.07M -$14.2K -147 -1%
SIAP
64
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.06M +$4.83K +50 +0.4%
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$1.04M +$165K +1,704 +18%
PSF
66
Pacific Sun Financial
California
$1.04M -$14.5K -150 -1%
Carson Wealth (CWM LLC)
67
Carson Wealth (CWM LLC)
Nebraska
$913K +$176K +1,827 +23%
KWS
68
Keystone Wealth Services
California
$899K -$2.41K -25 -0.3%
EH
69
Equitable Holdings
New York
$810K +$20K +207 +2%
AIFAIM
70
American Institute for Advanced Investment Management
Arizona
$737K +$233K +2,414 +47%
Creative Planning
71
Creative Planning
Kansas
$733K +$500K +5,179 +186%
SG
72
StoneX Group
New York
$726K +$762K +7,886 New
SEP
73
Southland Equity Partners
Missouri
$668K +$12.5K +129 +2%
GS
74
GTS Securities
New York
$656K +$688K +7,128 New
HIM
75
Hanlon Investment Management
New Jersey
$650K +$682K +7,061 New

FNX Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2023, worth a combined $637M — down 0.88% from $643M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FNX positions and 16 closed out — a net gain of 6 holders — while 61 added to existing stakes and 46 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.75M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $6.66M.

  • 158 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2023, up from 155 in Q2 2023.
  • Funds reported $637M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2023, down 0.88% quarter-over-quarter.
  • 22 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2023 was Wells Fargo, an estimated $8.75M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2023 was Raymond James Financial Services Advisors, an estimated $6.66M sold.

Based on aggregated 13F filings for Q3 2023.