NBC Securities’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

NBC Securities’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$189K	Buy	1,472 +2	+0.1%	+$265	0.01%	855
2025 Q4	$185K	Buy	1,470 +2	+0.1%	+$250	0.01%	868
2025 Q3	$184K	Sell	1,468 -14,339	-91%	-$1.73M	0.01%	869
2025 Q2	$1.81M	Buy	15,807 +3,575	+29%	+$388K	0.15%	168
2025 Q1	$1.33M	Buy	12,232 +12,220	+101,833%	+$1.41M	0.11%	198
2024 Q4	$1.4K	Sell	12 -12,779	-100%	-$1.53M	0.13%	181
2024 Q3	$1.5M	Sell	12,791 -703	-5%	-$79.1K	0.13%	169
2024 Q2	$1.46M	Sell	13,494 -145	-1%	-$15.8K	0.13%	156
2024 Q1	$1.55M	Sell	13,639 -1,169	-8%	-$123K	0.15%	144
2023 Q4	$1.55M	Sell	14,808 -803	-5%	-$75.3K	0.16%	128
2023 Q3	$1.44M	Buy	+15,611	New	+$1.51M	0.16%	127

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

TCTWM

Three Cord True Wealth Management Beaver, Pennsylvania $180M AUM 19.5% 1-Year Est. Return

NBC Securities's FNX Position: Q1 2026 in Review

NBC Securities increased its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 0.14% in Q1 2026, buying an estimated $265 and bringing the position to 1,472 shares worth $189K. The position accounts for 0.01% of the portfolio, ranked #855.

NBC Securities first reported a position in FNX in Q3 2023 and has held it in 11 quarters since. The position peaked at $1.81M in Q2 2025. 208 funds tracked by Wall St. Rank hold FNX as of Q1 2026.

NBC Securities held 1,472 shares of First Trust Mid Cap Core AlphaDEX Fund worth $189K as of Q1 2026.
NBC Securities bought 2 First Trust Mid Cap Core AlphaDEX Fund shares in Q1 2026, an estimated $265.
First Trust Mid Cap Core AlphaDEX Fund made up 0.01% of NBC Securities's portfolio in Q1 2026, its #855 holding.
NBC Securities first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q3 2023 and has held it in 11 quarters since.
NBC Securities's First Trust Mid Cap Core AlphaDEX Fund position peaked at $1.81M in Q2 2025.
208 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q1 2026.

Based on NBC Securities's 13F filing for Q1 2026, filed 14 Apr 2026.