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First Trust Mid Cap Core AlphaDEX Fund
FNX

162 hedge funds and large institutions have $593M invested in First Trust Mid Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 55 increasing their positions, 51 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 14

17% more capital invested

Capital invested by funds: $508M → $593M (+$84.8M)

10% more funds holding

Funds holding: 147 → 162 (+15)

2.7% more ownership

Funds ownership: 59.64% → 62.34% (+2.7%)

8% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 51

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
162
Holders Change
+15
Holders Change %
+10.2%
% of All Funds
2.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
32
Increased
55
Reduced
51
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Baird Financial Group
Baird Financial Group
Wisconsin
+$9.77M
2
Morgan Stanley
Morgan Stanley
New York
+$7.62M
3
HighTower Advisors
HighTower Advisors
Illinois
+$6.09M
4
LPL Financial
LPL Financial
California
+$3.42M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.79M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$6.08M
2
First Trust Advisors
First Trust Advisors
Illinois
-$3.76M
3
GIA
Gladstone Institutional Advisory
Florida
-$1.5M
4
Bank of America
Bank of America
North Carolina
-$1.45M
5
TCWM
Total Clarity Wealth Management
Illinois
-$1.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWM
51
Perigon Wealth Management
California
$1.45M -$22.7K -257 -2%
IA
52
IFP Advisors
Florida
$1.35M -$594K -6,733 -27%
CFG
53
Citizens Financial Group
Rhode Island
$1.34M +$159K +1,806 +13%
AWM
54
Apollon Wealth Management
South Carolina
$1.34M -$72.9K -826 -5%
FTUS
55
Flow Traders U.S.
New York
$1.32M +$1.32M +14,990 New
IWC
56
Integrated Wealth Concepts
Massachusetts
$1.27M +$330K +3,739 +35%
CAM
57
Cozad Asset Management
Illinois
$1.22M – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$1.2M -$802K -9,083 -40%
SI
59
Stephens Inc
Arkansas
$1.19M – – –
AWM
60
AE Wealth Management
Kansas
$1.11M +$115K +1,304 +11%
OC
61
Oppenheimer & Co
New York
$1.11M -$307K -3,473 -22%
KDA
62
Kraft Davis & Associates
Missouri
$1.04M +$953K +10,803 New
PSF
63
Pacific Sun Financial
California
$1M -$32.7K -370 -3%
SIAP
64
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$997K -$132K -1,500 -12%
TFA
65
Transamerica Financial Advisors
Florida
$932K -$530K -6,004 -36%
MCC
66
Money Concepts Capital
Florida
$919K +$878K +9,945 +1,935%
KWS
67
Keystone Wealth Services
California
$909K – – –
JWCA
68
J.W. Cole Advisors
Florida
$903K +$908K +10,283 New
IWM
69
Iams Wealth Management
Nebraska
$903K +$907K +10,276 New
PEA
70
Park Edge Advisors
Ohio
$735K +$2.24M +25,333 New
SPIA
71
Steward Partners Investment Advisory
New York
$681K +$1.32K +15 +0.2%
MML Investors Services
72
MML Investors Services
Massachusetts
$662K +$150K +1,698 +29%
PCS
73
Personal CFO Solutions
New Jersey
$642K +$645K +7,305 New
SEP
74
Southland Equity Partners
Missouri
$632K -$1.5K -17 -0.2%
KIG
75
Kowal Investment Group
Wisconsin
$560K +$562K +6,371 New
1 2
3
4 5

FNX Hedge Fund Activity: Q4 2022 in Review

162 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2022, worth a combined $593M — up 17% from $508M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FNX positions and 14 closed out — a net gain of 18 holders — while 55 added to existing stakes and 51 trimmed.

The largest buyer was Baird Financial Group, adding an estimated $9.77M. The largest seller was Wells Fargo, cutting an estimated $6.08M.

  • 162 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2022, up from 147 in Q3 2022.
  • Funds reported $593M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2022, up 17% quarter-over-quarter.
  • 32 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2022 and 14 closed out, a net change of +18 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2022 was Baird Financial Group, an estimated $9.77M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2022 was Wells Fargo, an estimated $6.08M sold.

Based on aggregated 13F filings for Q4 2022.