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First Trust Mid Cap Core AlphaDEX Fund

94 hedge funds and large institutions have $298M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 45 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.41% more ownership

Funds ownership: 50.02%50.43% (+0.41%)

0% less capital invested

Capital invested by funds: $299M → $298M (-$614K)

5% less funds holding

Funds holding: 9994 (-5)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

53% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 45

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.04M

Holders
94
Holders Change
-5
Holders Change %
-5.05%
% of All Funds
1.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
45
Closed
14
Calls
Puts
$1.04M
Net Calls
-$1.04M
Net Calls Change
-$1.04M
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
51
Steward Partners Investment Advisory
New York
$379K
Truist Financial
52
Truist Financial
North Carolina
$376K -$540K -8,226 -59%
WWM
53
Western Wealth Management
Colorado
$330K +$16.7K +255 +5%
Citigroup
54
Citigroup
New York
$328K -$2.89K -44 -0.9%
RG
55
Rathbones Group
United Kingdom
$320K +$319K +4,859 New
IWM
56
IHT Wealth Management
Illinois
$316K -$11.9K -182 -4%
CBFP
57
Cedar Brook Financial Partners
Ohio
$316K -$1.11K -17 -0.4%
VFA
58
Voya Financial Advisors
Connecticut
$312K -$34.8K -531 -10%
EW
59
Element Wealth
Mississippi
$311K -$6.76K -103 -2%
BFEC
60
Benjamin F. Edwards & Company
Missouri
$288K -$984 -15 -0.3%
TWM
61
Titus Wealth Management
California
$280K -$15K -228 -5%
CFGS
62
Concourse Financial Group Securities
Alabama
$264K +$12.9K +196 +5%
RA
63
RFG Advisory
Alabama
$263K +$7.55K +115 +3%
GVAG
64
Great Valley Advisor Group
Delaware
$230K
GIA
65
Gladstone Institutional Advisory
Florida
$209K -$8.86K -135 -4%
NFG
66
Nations Financial Group
Iowa
$208K -$41.5K -632 -17%
IF
67
Intrua Financial
Texas
$207K -$31.4K -479 -15%
APA
68
American Portfolios Advisors
New York
$193K -$704K -10,730 -79%
HPC
69
HM Payson & Co
Maine
$181K
1W
70
1776 Wealth
Georgia
$176K
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$173K
EP
72
Eudaimonia Partners
Tennessee
$93K
IA
73
IFP Advisors
Florida
$91K -$1.05K -16 -1%
HNB
74
Huntington National Bank
Ohio
$79K
GWM
75
Geneos Wealth Management
Colorado
$78K -$19.9K -303 -20%

FNX Hedge Fund Activity: Q3 2020 in Review

94 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2020, worth a combined $298M — down 0.21% from $299M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FNX and 9 opened new positions — a net loss of 5 holders — while 45 trimmed existing stakes and 21 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.1M. The largest seller was Raymond James & Associates, cutting an estimated $14.1M.

  • 94 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2020, down from 99 in Q2 2020.
  • Funds reported $298M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2020, down 0.21% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2020 and 14 closed out, a net change of -5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $2.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2020.