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First Trust Mid Cap Core AlphaDEX Fund

94 hedge funds and large institutions have $298M invested in First Trust Mid Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 45 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.41% more ownership

Funds ownership: 50.02%50.43% (+0.41%)

0% less capital invested

Capital invested by funds: $299M → $298M (-$614K)

5% less funds holding

Funds holding: 9994 (-5)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

53% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 45

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.04M

Holders
94
Holders Change
-5
Holders Change %
-5.05%
% of All Funds
1.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
45
Closed
14
Calls
Puts
$1.04M
Net Calls
-$1.04M
Net Calls Change
-$1.04M
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$1.89M -$194K -2,950 -9%
SIAP
27
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1.57M -$108K -1,650 -6%
FAAS
28
First Allied Advisory Services
California
$1.47M +$166K +2,535 +13%
WS
29
Wedbush Securities
California
$1.38M -$6.04K -92 -0.4%
CP
30
Camelot Portfolios
Ohio
$1.22M +$105K +1,601 +9%
TRCT
31
Tower Research Capital (TRC)
New York
$1.21M -$235K -3,578 -16%
BFC
32
Bedel Financial Consulting
Indiana
$1.21M -$65.6K -1,000 -5%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$1.19M -$56.5K -861 -5%
AI
34
Atria Investments
North Carolina
$1.18M +$5.71K +87 +0.5%
TCWA
35
Ten Capital Wealth Advisors
Washington
$1.09M +$1.08M +16,532 New
CAN
36
Cetera Advisor Networks
California
$1.07M -$36.8K -561 -3%
SWP
37
Stratos Wealth Partners
Ohio
$1.04M -$58.9K -898 -5%
DADC
38
D.A. Davidson & Co
Montana
$883K -$36K -548 -4%
HighTower Advisors
39
HighTower Advisors
Illinois
$879K +$136K +2,080 +19%
PSF
40
Pacific Sun Financial
California
$855K -$9.84K -150 -1%
OC
41
Oppenheimer & Co
New York
$828K -$591 -9 -0.1%
CAM
42
Cozad Asset Management
Illinois
$802K -$26.8K -409 -3%
SI
43
Stephens Inc
Arkansas
$680K -$12.6K -192 -2%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$574K -$166K -2,527 -22%
First Trust Advisors
45
First Trust Advisors
Illinois
$574K -$19.7K -300 -3%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$533K -$85.7K -1,306 -14%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$507K -$27.2K -415 -5%
CCM
48
Condor Capital Management
New Jersey
$498K
KPWS
49
Kestra Private Wealth Services
Texas
$430K +$428K +6,525 New
CS
50
Comerica Securities
Michigan
$401K -$23K -351 -5%

FNX Hedge Fund Activity: Q3 2020 in Review

94 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2020, worth a combined $298M — down 0.21% from $299M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FNX and 9 opened new positions — a net loss of 5 holders — while 45 trimmed existing stakes and 21 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $2.1M. The largest seller was Raymond James & Associates, cutting an estimated $14.1M.

  • 94 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2020, down from 99 in Q2 2020.
  • Funds reported $298M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2020, down 0.21% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2020 and 14 closed out, a net change of -5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2020 was Goldman Sachs, an estimated $2.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2020.