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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$243K +$41.7K +2,385 +19%
KA
27
Kovack Advisors
Florida
$217K
Koshinski Asset Management
28
Koshinski Asset Management
Illinois
$208K
WS
29
Wedbush Securities
California
$208K -$42.3K -2,420 -16%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$125K -$2.88K -165 -2%
UBS Group
31
UBS Group
Switzerland
$110K -$38.1K -2,183 -25%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$47.6K
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$44.4K -$2.04K -117 -4%
HI
34
Harbour Investments
Wisconsin
$28.4K +$29.9K +1,709 New
GWM
35
Geneos Wealth Management
Colorado
$21K +$4.37K +250 +25%
IA
36
IFG Advisory
Georgia
$17.1K +$18K +1,030 New
SA
37
SRH Advisors
Kansas
$16.6K
WAM
38
Wolverine Asset Management
Illinois
$14.9K +$15.7K +899 New
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$12.2K -$3.49K -200 -21%
GIA
40
GHP Investment Advisors
Colorado
$9.31K +$9.8K +561 New
NSG
41
Nalls Sherbakoff Group
Tennessee
$8.22K
CWIG
42
Chung Wu Investment Group
Texas
$6.64K
FFA
43
Farther Finance Advisors
California
$5.94K +$6.18K +354 New
NA
44
NewEdge Advisors
Louisiana
$5.73K +$6.03K +345 New
PIS
45
POM Investment Strategies
North Carolina
$5.29K +$5.57K +319 New
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$5.13K
SIS
47
Sound Income Strategies
Florida
$4.25K +$4.42K +253 New
HWP
48
Highline Wealth Partners
California
$2.82K +$2.97K +170 New
SS
49
Sunbelt Securities
Texas
$2.32K
SA
50
Strategic Advocates
Utah
$1.63K -$479K -27,428 -100%