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FLC

Flaherty & Crumrine Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PFA
26
Pathway Financial Advisers
Indiana
$285K -$2.78K -169 -1%
Koshinski Asset Management
27
Koshinski Asset Management
Illinois
$214K
MCFP
28
Mallini Complete Financial Planning
Florida
$207K +$14.6K +888 +5%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$199K +$193K +11,701 New
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$196K -$26.7K -1,625 -12%
LNWWM
31
Laird Norton Wetherby Wealth Management
California
$195K +$189K +11,464 New
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$189K +$183K +11,141 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$180K +$174K +10,600 New
NA
34
NewEdge Advisors
Louisiana
$174K -$1.5K -91 -0.9%
WS
35
Wedbush Securities
California
$170K
UBS Group
36
UBS Group
Switzerland
$145K +$11.9K +722 +9%
WAM
37
Wolverine Asset Management
Illinois
$71.3K +$44.8K +2,724 +185%
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$58K +$99 +6 +0.2%
GWM
39
Geneos Wealth Management
Colorado
$17.3K
SA
40
SRH Advisors
Kansas
$17K
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$15.8K +$13.2K +804 +628%
SIS
42
Sound Income Strategies
Florida
$13K
TCM
43
Traub Capital Management
Massachusetts
$11.6K +$11.2K +683 New
NSG
44
Nalls Sherbakoff Group
Tennessee
$8.41K
AAS
45
Ameritas Advisory Services
Nebraska
$8.19K +$7.93K +482 New
LC
46
Luminist Capital
Michigan
$7.01K -$198 -12 -3%
CWIG
47
Chung Wu Investment Group
Texas
$6.8K +$6.58K +400 New
TIM
48
Tortoise Investment Management
New York
$2.95K +$49 +3 +2%
SS
49
Sunbelt Securities
Texas
$2.34K
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
-$206K -12,272 Closed