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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$281K +$98 +4 +0%
STMM
27
South Texas Money Management
Texas
$257K +$256K +10,460 New
Stifel Financial
28
Stifel Financial
Missouri
$238K -$27.1K -1,106 -10%
DA
29
Doliver Advisors
Texas
$237K +$237K +9,680 New
UBS Group
30
UBS Group
Switzerland
$202K -$2.04M -83,494 -91%
AG
31
Advisor Group
Arizona
$55K -$41.4K -1,691 -43%
WA
32
WFG Advisors
Texas
$55K -$19.6K -800 -26%
Bank of America
33
Bank of America
North Carolina
$50K
PFGIA
34
Patriot Financial Group Insurance Agency
Massachusetts
$31K +$30.6K +1,250 New
BBHC
35
Brown Brothers Harriman & Co
New York
$25K
WP
36
WealthPLAN Partners
Nebraska
$24.6K +$24.5K +1,000 New
NFG
37
Next Financial Group
Texas
$23K -$10.4K -425 -32%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$22K +$147 +6 +0.7%
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18K +$9.43K +385 +110%
PCM
40
Penserra Capital Management
California
$11K +$3.6K +147 +47%
PA
41
Parallel Advisors
California
$6K +$5.48K +224 New
COLIM
42
City of London Investment Management
United Kingdom
-$437K -18,418 Closed
WAM
43
Weiss Asset Management
Massachusetts
-$281K -11,820 Closed
Squarepoint
44
Squarepoint
New York
-$219K -9,200 Closed
Citigroup
45
Citigroup
New York
-$84K -3,540 Closed
GI
46
Gradient Investments
Minnesota
-$27K -1,118 Closed
Creative Planning
47
Creative Planning
Kansas
-$2K -100 Closed