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Cathay General Bancorp
CATY

Overview Fund Activity

141 hedge funds and large institutions have $1.17B invested in Cathay General Bancorp in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
141
Holders Change
-3
Holders Change %
-2.08%
% of All Funds
4.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
56
Reduced
49
Closed
17
Calls
$154K
Puts
$117K
Net Calls
+$37K
Net Calls Change
+$37K

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$20.7M
2
RHJA
Rice Hall James & Associates
California
$10.2M
3
BFA
BlackRock Fund Advisors
California
$84.8M
4
State Street
State Street
Massachusetts
$90.4M
5
American Century Companies
American Century Companies
Missouri
$13.3M

Top Sellers

1
RCM
Rutabaga Capital Management
Massachusetts
$10.1M
2
MNA
Manning & Napier Advisors
New York
$0
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$95.5M
4
Ameriprise
Ameriprise
Minnesota
$4.92M
5
PGIM
Pacific Global Investment Management
California
$1.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
US Bancorp
126
US Bancorp
Minnesota
$114K +$14.1K +604 +14%
TRCT
127
Tower Research Capital (TRC)
New York
$102K +$93.6K +4,024 +1,115%
Barclays
128
Barclays
United Kingdom
$80K -$99.2K -4,302 -55%
U
129
UBS
Switzerland
$79K -$20.6K -880 -21%
Ohio Public Employees Retirement System (OPERS)
130
Ohio Public Employees Retirement System (OPERS)
Ohio
$67K +$67K +2,857 New
OA
131
OFI Advisors
Pennsylvania
$56K -$5.19K -220 -8%
Bank of Montreal
132
Bank of Montreal
Ontario, Canada
$54K -$1.05K -45 -2%
AAM
133
Advisors Asset Management
Colorado
$51K -$2.32K -100 -4%
PG
134
PEAK6 Group
Illinois
$28K +$28K +2,416 New
CGT
135
Capital Guardian Trust
California
$25K +$10K +422 +67%
ECM
136
ETrade Capital Management
Virginia
$16K +$16K +671 New
Manulife (Manufacturers Life Insurance)
137
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.47K +$48 +2,053 +1%
HF
138
Hoxton Financial
West Virginia
$3K -$360 -15 -11%
PCM
139
Prelude Capital Management
New York
$3K +$3K +130 New
WCBA
140
Weaver C. Barksdale & Associates
Tennessee
$2K -$282 -12 -12%
EFSCE
141
Enterprise Financial Services Corp (EFSC)
Missouri
$2K – – –
MNA
142
Manning & Napier Advisors
New York
– -$5.5M -270,540 Closed
Neuberger Berman Group
143
Neuberger Berman Group
New York
– -$1.98M -97,100 Closed
Millennium Management
144
Millennium Management
New York
– -$1.58M -77,563 Closed
SCM
145
Stevens Capital Management
Pennsylvania
– -$1.54M -75,547 Closed
CCIA
146
Campbell & Co Investment Adviser
Maryland
– -$783K -38,464 Closed
NI
147
Numeric Investors
Massachusetts
– -$672K -33,000 Closed
Capital Fund Management (CFM)
148
Capital Fund Management (CFM)
France
– -$461K -22,671 Closed
HI
149
HBK Investments
Texas
– -$326K -16,000 Closed
CCMH
150
Cornerstone Capital Management Holdings
New York
– -$316K -15,500 Closed
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