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Cathay General Bancorp

211 hedge funds and large institutions have $1.8B invested in Cathay General Bancorp in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 67 increasing their positions, 84 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more capital invested

Capital invested by funds: $1.18B → $1.8B (+$615M)

1.62% more ownership

Funds ownership: 68.62%70.24% (+1.6%)

2% less funds holding

Funds holding: 216211 (-5)

12% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 34

20% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 84

85% less call options, than puts

Call options by funds: $402K | Put options by funds: $2.69M

Holders
211
Holders Change
-5
Holders Change %
-2.31%
% of All Funds
3.73%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
30
Increased
67
Reduced
84
Closed
34
Calls
$402K
Puts
$2.69M
Net Calls
-$2.29M
Net Calls Change
+$437K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$295M +$12.4M +454,443 +5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$227M +$3.59M +131,705 +2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$105M +$633K +23,257 +0.7%
State Street
4
State Street
Massachusetts
$93.5M +$4.29M +157,475 +6%
Principal Financial Group
5
Principal Financial Group
Iowa
$73.5M -$14M -513,300 -18%
Massachusetts Financial Services
6
Massachusetts Financial Services
Massachusetts
$70.3M +$4.95M +181,920 +9%
N
7
Nuveen
North Carolina
$52.3M +$2.13M +78,089 +5%
Northern Trust
8
Northern Trust
Illinois
$51.3M -$886K -32,515 -2%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$42.3M +$3.38M +124,170 +10%
Charles Schwab
10
Charles Schwab
California
$41.2M +$850K +31,202 +2%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$38M +$339K +12,441 +1%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$37.2M +$1.95M +71,489 +7%
LSV Asset Management
13
LSV Asset Management
Illinois
$36.3M -$1.73M -63,611 -5%
GKIM
14
GW&K Investment Management
Massachusetts
$36.1M +$3.15M +115,743 +12%
JP Morgan Chase
15
JP Morgan Chase
New York
$34M +$12.3M +453,310 +75%
Victory Capital Management
16
Victory Capital Management
Texas
$30.7M -$898K -32,973 -3%
Ameriprise
17
Ameriprise
Minnesota
$29.7M -$921K -33,814 -4%
Invesco
18
Invesco
Georgia
$28.8M +$7.87M +288,987 +48%
EC
19
EJF Capital
Virginia
$20.7M +$17.5M +641,781 New
Citadel Advisors
20
Citadel Advisors
Florida
$20.2M +$349K +12,802 +2%
Norges Bank
21
Norges Bank
Norway
$18.8M -$2.97M -109,200 -16%
AQR Capital Management
22
AQR Capital Management
Connecticut
$18.3M +$3.42M +125,448 +28%
Goldman Sachs
23
Goldman Sachs
New York
$18M -$2.8M -102,631 -15%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$17.7M +$419K +15,369 +3%
BTW
25
Boston Trust Walden
Massachusetts
$16.3M -$275K -10,100 -2%

CATY Hedge Fund Activity: Q4 2020 in Review

211 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2020, worth a combined $1.8B — up 52% from $1.18B a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of CATY and 30 opened new positions — a net loss of 4 holders — while 84 trimmed existing stakes and 67 added.

The largest buyer was EJF Capital, opening a new position worth an estimated $17.5M. The largest seller was Principal Financial Group, cutting an estimated $14M.

  • 211 institutional investors held Cathay General Bancorp (CATY) as of Q4 2020, down from 216 in Q3 2020.
  • Funds reported $1.8B of Cathay General Bancorp stock for Q4 2020, up 52% quarter-over-quarter.
  • 30 funds opened new Cathay General Bancorp positions in Q4 2020 and 34 closed out, a net change of -4 holders.
  • The largest Cathay General Bancorp buyer in Q4 2020 was EJF Capital, an estimated $17.5M added.
  • The largest Cathay General Bancorp seller in Q4 2020 was Principal Financial Group, an estimated $14M sold.

Based on aggregated 13F filings for Q4 2020.