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Cathay General Bancorp

244 hedge funds and large institutions have $1.74B invested in Cathay General Bancorp in 2023 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 89 increasing their positions, 98 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.13% more ownership

Funds ownership: 68.21%69.34% (+1.1%)

9% less repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 98

3% less funds holding

Funds holding: 252244 (-8)

11% less capital invested

Capital invested by funds: $1.94B → $1.74B (-$206M)

20% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 30

89% less call options, than puts

Call options by funds: $185K | Put options by funds: $1.69M

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
244
Holders Change
-8
Holders Change %
-3.17%
% of All Funds
3.89%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
24
Increased
89
Reduced
98
Closed
30
Calls
$185K
Puts
$1.69M
Net Calls
-$1.5M
Net Calls Change
-$1.46M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$302M -$5.49M -133,696 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$256M -$129K -3,143 -0%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$124M +$12.2M +298,006 +9%
State Street
4
State Street
Massachusetts
$111M +$4.26M +103,765 +3%
Charles Schwab
5
Charles Schwab
California
$66M -$4.89M -119,099 -6%
Massachusetts Financial Services
6
Massachusetts Financial Services
Massachusetts
$51.7M -$10.3M -249,705 -14%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$49.8M +$944K +22,981 +2%
Principal Financial Group
8
Principal Financial Group
Iowa
$47.3M +$4.31M +104,923 +8%
LSV Asset Management
9
LSV Asset Management
Illinois
$44.3M -$555K -13,520 -1%
Invesco
10
Invesco
Georgia
$42.2M -$9M -218,999 -15%
Northern Trust
11
Northern Trust
Illinois
$39.6M -$1.64M -39,842 -3%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$34.1M -$374K -9,099 -0.9%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$33M +$164 +4 +0%
BTW
14
Boston Trust Walden
Massachusetts
$30.5M -$12.5M -304,487 -26%
GKIM
15
GW&K Investment Management
Massachusetts
$29.7M -$8.3M -201,982 -19%
N
16
Nuveen
North Carolina
$28.8M -$4.66M -113,456 -12%
Norges Bank
17
Norges Bank
Norway
$25.8M +$492K +11,987 +2%
Ameriprise
18
Ameriprise
Minnesota
$24.5M -$7.14M -173,893 -20%
American Century Companies
19
American Century Companies
Missouri
$20.2M +$3.76M +91,405 +18%
Morgan Stanley
20
Morgan Stanley
New York
$19M -$1.28M -31,058 -5%
Goldman Sachs
21
Goldman Sachs
New York
$18.1M +$178K +4,327 +0.8%
First Trust Advisors
22
First Trust Advisors
Illinois
$17.9M +$12.9M +315,042 +156%
AQR Capital Management
23
AQR Capital Management
Connecticut
$13M -$5.86M -142,754 -27%
JP Morgan Chase
24
JP Morgan Chase
New York
$12.1M +$2.41M +58,660 +20%
Holocene Advisors
25
Holocene Advisors
New York
$12.1M +$1.86M +45,393 +15%

CATY Hedge Fund Activity: Q1 2023 in Review

244 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2023, worth a combined $1.74B — down 11% from $1.94B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of CATY and 24 opened new positions — a net loss of 6 holders — while 98 trimmed existing stakes and 89 added.

The largest buyer was First Trust Advisors, adding an estimated $12.9M. The largest seller was Boston Trust Walden, cutting an estimated $12.5M.

  • 244 institutional investors held Cathay General Bancorp (CATY) as of Q1 2023, down from 252 in Q4 2022.
  • Funds reported $1.74B of Cathay General Bancorp stock for Q1 2023, down 11% quarter-over-quarter.
  • 24 funds opened new Cathay General Bancorp positions in Q1 2023 and 30 closed out, a net change of -6 holders.
  • The largest Cathay General Bancorp buyer in Q1 2023 was First Trust Advisors, an estimated $12.9M added.
  • The largest Cathay General Bancorp seller in Q1 2023 was Boston Trust Walden, an estimated $12.5M sold.

Based on aggregated 13F filings for Q1 2023.