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Cathay General Bancorp

217 hedge funds and large institutions have $1.9B invested in Cathay General Bancorp in 2023 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 82 increasing their positions, 69 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

154% more call options, than puts

Call options by funds: $3.46M | Put options by funds: $1.36M

19% more repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 69

16% more capital invested

Capital invested by funds: $1.63B → $1.9B (+$262M)

5.22% more ownership

Funds ownership: 69.96%75.18% (+5.2%)

9% less first-time investments, than exits

New positions opened: 32 | Existing positions closed: 35

2% less funds holding

Funds holding: 221217 (-4)

Holders
217
Holders Change
-4
Holders Change %
-1.81%
% of All Funds
3.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
32
Increased
82
Reduced
69
Closed
35
Calls
$3.46M
Puts
$1.36M
Net Calls
+$2.1M
Net Calls Change
+$3.15M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$333M +$20.3M +569,570 +6%
Vanguard Group
2
Vanguard Group
Pennsylvania
$280M +$26.8M +749,370 +10%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$129M +$4.22M +118,253 +3%
State Street
4
State Street
Massachusetts
$110M +$682K +19,090 +0.6%
Goldman Sachs
5
Goldman Sachs
New York
$88.3M +$72.4M +2,027,697 +395%
Charles Schwab
6
Charles Schwab
California
$70.5M +$2.95M +82,525 +4%
Massachusetts Financial Services
7
Massachusetts Financial Services
Massachusetts
$57.5M +$2.7M +75,749 +5%
Principal Financial Group
8
Principal Financial Group
Iowa
$53.5M +$4.46M +124,851 +9%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$52.8M +$833K +23,333 +2%
LSV Asset Management
10
LSV Asset Management
Illinois
$39.8M -$2.96M -82,900 -7%
T. Rowe Price Investment Management
11
T. Rowe Price Investment Management
Maryland
$38.8M +$500K +14,016 +1%
Northern Trust
12
Northern Trust
Illinois
$35.3M -$5.13M -143,759 -12%
BTW
13
Boston Trust Walden
Massachusetts
$33.6M +$2.1M +58,727 +6%
N
14
Nuveen
North Carolina
$32.6M +$1.55M +43,298 +5%
Invesco
15
Invesco
Georgia
$32.2M -$13.2M -370,837 -29%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$30.8M -$2.67M -74,742 -8%
GKIM
17
GW&K Investment Management
Massachusetts
$29.6M +$363K +10,154 +1%
Ameriprise
18
Ameriprise
Minnesota
$29.2M +$4.76M +133,287 +19%
Morgan Stanley
19
Morgan Stanley
New York
$28.6M +$9.29M +260,073 +46%
American Century Companies
20
American Century Companies
Missouri
$25.7M +$2.98M +83,370 +13%
First Trust Advisors
21
First Trust Advisors
Illinois
$25.3M +$2.98M +83,334 +13%
Assenagon Asset Management
22
Assenagon Asset Management
Luxembourg
$25.1M +$25.8M +723,197 New
Norges Bank
23
Norges Bank
Norway
$22.3M +$325K +9,107 +1%
Arrowstreet Capital
24
Arrowstreet Capital
Massachusetts
$15.4M +$12.1M +339,573 +327%
GT
25
Glenmede Trust
Pennsylvania
$14.7M +$3.85M +107,888 +34%

CATY Hedge Fund Activity: Q3 2023 in Review

217 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2023, worth a combined $1.9B — up 16% from $1.63B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of CATY and 32 opened new positions — a net loss of 3 holders — while 69 trimmed existing stakes and 82 added.

The largest buyer was Goldman Sachs, adding an estimated $72.4M. The largest seller was Fidelity Investments, cutting an estimated $19M.

  • 217 institutional investors held Cathay General Bancorp (CATY) as of Q3 2023, down from 221 in Q2 2023.
  • Funds reported $1.9B of Cathay General Bancorp stock for Q3 2023, up 16% quarter-over-quarter.
  • 32 funds opened new Cathay General Bancorp positions in Q3 2023 and 35 closed out, a net change of -3 holders.
  • The largest Cathay General Bancorp buyer in Q3 2023 was Goldman Sachs, an estimated $72.4M added.
  • The largest Cathay General Bancorp seller in Q3 2023 was Fidelity Investments, an estimated $19M sold.

Based on aggregated 13F filings for Q3 2023.