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Cathay General Bancorp

210 hedge funds and large institutions have $2.08B invested in Cathay General Bancorp in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 87 increasing their positions, 58 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

563% more call options, than puts

Call options by funds: $305K | Put options by funds: $46K

69.48% more ownership

Funds ownership: 0%69.48% (+69%)

50% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 58

26% more capital invested

Capital invested by funds: $1.66B → $2.08B (+$424M)

16% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 25

1% more funds holding

Funds holding: 208210 (+2)

Holders
210
Holders Change
+2
Holders Change %
+0.96%
% of All Funds
5.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
29
Increased
87
Reduced
58
Closed
25
Calls
$305K
Puts
$46K
Net Calls
+$259K
Net Calls Change
-$664K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$258M +$8.86M +261,751 +4%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$190M -$6.23M -184,000 -4%
BFA
3
BlackRock Fund Advisors
California
$175M +$18.5M +545,535 +13%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$154M +$4.06M +120,017 +3%
State Street
5
State Street
Massachusetts
$127M +$2.69M +79,481 +2%
BIT
6
BlackRock Institutional Trust
California
$90M +$3.49M +103,099 +5%
Northern Trust
7
Northern Trust
Illinois
$81.5M +$1.53M +45,076 +2%
Invesco
8
Invesco
Georgia
$68.2M +$1.48M +43,716 +2%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$53.4M +$1.1M +32,362 +2%
GKIM
10
GW&K Investment Management
Massachusetts
$42.5M -$5.4M -159,667 -12%
Capital Research Global Investors
11
Capital Research Global Investors
California
$38M -$2.91M -86,076 -8%
AAMU
12
Amundi Asset Management US
Massachusetts
$37.8M +$3.94M +116,319 +13%
Principal Financial Group
13
Principal Financial Group
Iowa
$28.8M +$2.34M +69,279 +10%
Norges Bank
14
Norges Bank
Norway
$28.6M -$14.5M -428,870 -36%
JP Morgan Chase
15
JP Morgan Chase
New York
$26.8M +$2.15M +63,488 +10%
Ameriprise
16
Ameriprise
Minnesota
$26.4M +$2.62M +77,435 +13%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$25.7M +$3.15M +93,133 +16%
TA
18
Teachers Advisors
New York
$25.6M +$1.02M +30,161 +5%
Prudential Financial
19
Prudential Financial
New Jersey
$22.9M +$2.25M +66,570 +12%
Loomis, Sayles & Company
20
Loomis, Sayles & Company
Massachusetts
$22.6M -$7.82M -231,140 -28%
1832 Asset Management
21
1832 Asset Management
Ontario, Canada
$22.3M +$4.75M +140,396 +24%
RHJA
22
Rice Hall James & Associates
California
$21.7M -$383K -11,304 -2%
BIM
23
BlackRock Investment Management
Delaware
$19.9M +$1.14M +33,725 +7%
WCM
24
Wedge Capital Management
North Carolina
$18.6M +$483K +14,266 +3%
American Century Companies
25
American Century Companies
Missouri
$18.6M +$5.08M +150,126 +44%

CATY Hedge Fund Activity: Q4 2016 in Review

210 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2016, worth a combined $2.08B — up 26% from $1.66B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CATY positions and 25 closed out — a net gain of 4 holders — while 87 added to existing stakes and 58 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $18.5M. The largest seller was Wells Fargo, cutting an estimated $23.7M.

  • 210 institutional investors held Cathay General Bancorp (CATY) as of Q4 2016, up from 208 in Q3 2016.
  • Funds reported $2.08B of Cathay General Bancorp stock for Q4 2016, up 26% quarter-over-quarter.
  • 29 funds opened new Cathay General Bancorp positions in Q4 2016 and 25 closed out, a net change of +4 holders.
  • The largest Cathay General Bancorp buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $18.5M added.
  • The largest Cathay General Bancorp seller in Q4 2016 was Wells Fargo, an estimated $23.7M sold.

Based on aggregated 13F filings for Q4 2016.