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Cathay General Bancorp

213 hedge funds and large institutions have $2.28B invested in Cathay General Bancorp in 2021 Q1 according to their latest regulatory filings, with 30 funds opening new positions, 64 increasing their positions, 87 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $1.8B → $2.28B (+$482M)

20% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 25

1% more funds holding

Funds holding: 211213 (+2)

0.48% more ownership

Funds ownership: 70.24%70.73% (+0.48%)

26% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 87

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.82M

Holders
213
Holders Change
+2
Holders Change %
+0.95%
% of All Funds
3.74%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
30
Increased
64
Reduced
87
Closed
25
Calls
Puts
$2.82M
Net Calls
-$2.82M
Net Calls Change
-$527K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$385M +$11.1M +289,294 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$294M +$6.35M +164,812 +2%
State Street
3
State Street
Massachusetts
$142M +$22.4M +580,462 +20%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$127M -$6.05M -157,016 -5%
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$82.7M -$6.08M -157,776 -7%
Principal Financial Group
6
Principal Financial Group
Iowa
$68.1M -$23.6M -613,647 -27%
N
7
Nuveen
North Carolina
$60.3M -$5.54M -143,742 -9%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$57.5M +$3.6M +93,503 +7%
Northern Trust
9
Northern Trust
Illinois
$53.9M -$10.4M -271,093 -17%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$52.8M +$5.38M +139,600 +12%
JP Morgan Chase
11
JP Morgan Chase
New York
$51.8M +$8.18M +212,265 +20%
Charles Schwab
12
Charles Schwab
California
$49.9M -$2.18M -56,676 -4%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$48.2M +$62.5K +1,622 +0.1%
GKIM
14
GW&K Investment Management
Massachusetts
$45.7M +$6.2K +161 +0%
LSV Asset Management
15
LSV Asset Management
Illinois
$43.2M -$2.59M -67,100 -6%
Citadel Advisors
16
Citadel Advisors
Florida
$43M +$16.4M +426,495 +68%
Invesco
17
Invesco
Georgia
$38.4M +$1.81M +47,087 +5%
Ameriprise
18
Ameriprise
Minnesota
$35.9M -$1.62M -42,125 -5%
Norges Bank
19
Norges Bank
Norway
$34.6M +$10.3M +266,265 +46%
Victory Capital Management
20
Victory Capital Management
Texas
$34.3M -$4.33M -112,275 -12%
BTW
21
Boston Trust Walden
Massachusetts
$27.1M +$6.08M +157,648 +31%
Holocene Advisors
22
Holocene Advisors
New York
$25.8M +$22.6M +587,358 +1,325%
Goldman Sachs
23
Goldman Sachs
New York
$21.6M -$1.18M -30,509 -5%
AQR Capital Management
24
AQR Capital Management
Connecticut
$20.1M -$3.18M -82,610 -14%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$19.7M -$574K -14,900 -3%

CATY Hedge Fund Activity: Q1 2021 in Review

213 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2021, worth a combined $2.28B — up 27% from $1.8B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CATY positions and 25 closed out — a net gain of 5 holders — while 64 added to existing stakes and 87 trimmed.

The largest buyer was Holocene Advisors, adding an estimated $22.6M. The largest seller was Principal Financial Group, cutting an estimated $23.6M.

  • 213 institutional investors held Cathay General Bancorp (CATY) as of Q1 2021, up from 211 in Q4 2020.
  • Funds reported $2.28B of Cathay General Bancorp stock for Q1 2021, up 27% quarter-over-quarter.
  • 30 funds opened new Cathay General Bancorp positions in Q1 2021 and 25 closed out, a net change of +5 holders.
  • The largest Cathay General Bancorp buyer in Q1 2021 was Holocene Advisors, an estimated $22.6M added.
  • The largest Cathay General Bancorp seller in Q1 2021 was Principal Financial Group, an estimated $23.6M sold.

Based on aggregated 13F filings for Q1 2021.