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Cathay General Bancorp

216 hedge funds and large institutions have $2.09B invested in Cathay General Bancorp in 2017 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 79 increasing their positions, 82 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 14

53% more call options, than puts

Call options by funds: $294K | Put options by funds: $192K

3% more funds holding

Funds holding: 210216 (+6)

0% more capital invested

Capital invested by funds: $2.08B → $2.09B (+$5.96M)

0.04% more ownership

Funds ownership: 69.48%69.52% (+0.04%)

4% less repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 82

Holders
216
Holders Change
+6
Holders Change %
+2.86%
% of All Funds
5.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
27
Increased
79
Reduced
82
Closed
14
Calls
$294K
Puts
$192K
Net Calls
+$102K
Net Calls Change
-$157K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$300M +$301M +7,910,084 +17,138%
Vanguard Group
2
Vanguard Group
Pennsylvania
$263M +$6.93M +182,443 +3%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$164M -$24.5M -645,969 -13%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$156M +$3.95M +103,891 +3%
State Street
5
State Street
Massachusetts
$135M +$9.42M +247,885 +7%
Northern Trust
6
Northern Trust
Illinois
$82.5M +$1.75M +46,088 +2%
Invesco
7
Invesco
Georgia
$67.4M -$170K -4,477 -0.2%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$55.2M +$2.29M +60,369 +4%
GKIM
9
GW&K Investment Management
Massachusetts
$41.7M -$488K -12,831 -1%
Capital Research Global Investors
10
Capital Research Global Investors
California
$37.7M
Prudential Financial
11
Prudential Financial
New Jersey
$36.3M +$13.7M +361,550 +60%
Norges Bank
12
Norges Bank
Norway
$35.4M +$7.07M +186,200 +25%
Principal Financial Group
13
Principal Financial Group
Iowa
$35.2M +$6.7M +176,336 +23%
AAMU
14
Amundi Asset Management US
Massachusetts
$34.7M -$2.74M -72,055 -7%
Ameriprise
15
Ameriprise
Minnesota
$33.2M +$7.11M +187,006 +27%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$30.6M +$5.27M +138,632 +21%
TA
17
Teachers Advisors
New York
$26M +$610K +16,056 +2%
JP Morgan Chase
18
JP Morgan Chase
New York
$24.5M -$2.06M -54,196 -8%
Loomis, Sayles & Company
19
Loomis, Sayles & Company
Massachusetts
$21.9M -$423K -11,133 -2%
American Century Companies
20
American Century Companies
Missouri
$20.4M +$2.05M +53,897 +11%
WCM
21
Wedge Capital Management
North Carolina
$17.5M -$917K -24,139 -5%
Charles Schwab
22
Charles Schwab
California
$16.8M +$4.02M +105,710 +31%
RHJA
23
Rice Hall James & Associates
California
$16.6M -$4.89M -128,592 -23%
WRF
24
Waddell & Reed Financial
Kansas
$15.5M +$2.02M +53,170 +15%
TCIM
25
TIAA CREF Investment Management
New York
$13.5M -$117K -3,086 -0.9%

CATY Hedge Fund Activity: Q1 2017 in Review

216 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2017, worth a combined $2.09B — up 0.29% from $2.08B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new CATY positions and 14 closed out — a net gain of 13 holders — while 79 added to existing stakes and 82 trimmed.

The largest buyer was BlackRock, adding an estimated $301M. The largest seller was Fidelity Investments, cutting an estimated $24.5M.

  • 216 institutional investors held Cathay General Bancorp (CATY) as of Q1 2017, up from 210 in Q4 2016.
  • Funds reported $2.09B of Cathay General Bancorp stock for Q1 2017, up 0.29% quarter-over-quarter.
  • 27 funds opened new Cathay General Bancorp positions in Q1 2017 and 14 closed out, a net change of +13 holders.
  • The largest Cathay General Bancorp buyer in Q1 2017 was BlackRock, an estimated $301M added.
  • The largest Cathay General Bancorp seller in Q1 2017 was Fidelity Investments, an estimated $24.5M sold.

Based on aggregated 13F filings for Q1 2017.