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Cathay General Bancorp

216 hedge funds and large institutions have $1.18B invested in Cathay General Bancorp in 2020 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 66 increasing their positions, 81 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 20

6% more funds holding

Funds holding: 203216 (+13)

1.26% less ownership

Funds ownership: 69.88%68.62% (-1.3%)

19% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 81

19% less capital invested

Capital invested by funds: $1.46B → $1.18B (-$276M)

93% less call options, than puts

Call options by funds: $208K | Put options by funds: $2.94M

Holders
216
Holders Change
+13
Holders Change %
+6.4%
% of All Funds
4.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
34
Increased
66
Reduced
81
Closed
20
Calls
$208K
Puts
$2.94M
Net Calls
-$2.73M
Net Calls Change
+$1.43M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$189M -$16.4M -672,005 -7%
Vanguard Group
2
Vanguard Group
Pennsylvania
$150M -$10.7M -436,660 -6%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$70.3M +$134K +5,468 +0.2%
Principal Financial Group
4
Principal Financial Group
Iowa
$60.6M -$12.8M -524,113 -16%
State Street
5
State Street
Massachusetts
$59.6M -$6.8M -278,244 -9%
Massachusetts Financial Services
6
Massachusetts Financial Services
Massachusetts
$43.4M +$5.71M +233,455 +13%
Northern Trust
7
Northern Trust
Illinois
$35.2M -$1.57M -64,333 -4%
N
8
Nuveen
North Carolina
$33.5M -$2.16M -88,175 -5%
Charles Schwab
9
Charles Schwab
California
$27.1M +$2.01M +82,249 +7%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$25.8M -$2.03M -82,999 -7%
LSV Asset Management
11
LSV Asset Management
Illinois
$25.8M -$296K -12,100 -1%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$25.3M -$563K -23,034 -2%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$23.5M +$1.65M +67,500 +7%
GKIM
14
GW&K Investment Management
Massachusetts
$21.8M +$439K +17,962 +2%
Victory Capital Management
15
Victory Capital Management
Texas
$21.4M -$3.29M -134,785 -12%
Ameriprise
16
Ameriprise
Minnesota
$20.8M -$662K -27,067 -3%
Norges Bank
17
Norges Bank
Norway
$15M -$8.1M -331,233 -32%
Goldman Sachs
18
Goldman Sachs
New York
$14.4M +$4.32M +176,542 +36%
Citadel Advisors
19
Citadel Advisors
Florida
$13.3M +$6.43M +262,892 +75%
Invesco
20
Invesco
Georgia
$13.1M +$2.88M +117,770 +24%
JP Morgan Chase
21
JP Morgan Chase
New York
$13.1M -$646K -26,423 -4%
Arrowstreet Capital
22
Arrowstreet Capital
Massachusetts
$11.5M +$5.97M +244,341 +85%
BTW
23
Boston Trust Walden
Massachusetts
$11.2M +$555K +22,689 +5%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$11.2M +$1.56M +64,001 +15%
CVA
25
Ceredex Value Advisors
Florida
$10M +$227K +9,300 +2%

CATY Hedge Fund Activity: Q3 2020 in Review

216 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2020, worth a combined $1.18B — down 19% from $1.46B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CATY positions and 20 closed out — a net gain of 14 holders — while 66 added to existing stakes and 81 trimmed.

The largest buyer was AQR Capital Management, adding an estimated $7.13M. The largest seller was BlackRock, cutting an estimated $16.4M.

  • 216 institutional investors held Cathay General Bancorp (CATY) as of Q3 2020, up from 203 in Q2 2020.
  • Funds reported $1.18B of Cathay General Bancorp stock for Q3 2020, down 19% quarter-over-quarter.
  • 34 funds opened new Cathay General Bancorp positions in Q3 2020 and 20 closed out, a net change of +14 holders.
  • The largest Cathay General Bancorp buyer in Q3 2020 was AQR Capital Management, an estimated $7.13M added.
  • The largest Cathay General Bancorp seller in Q3 2020 was BlackRock, an estimated $16.4M sold.

Based on aggregated 13F filings for Q3 2020.