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Cathay General Bancorp

218 hedge funds and large institutions have $2.17B invested in Cathay General Bancorp in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 79 increasing their positions, 78 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $1.98B → $2.17B (+$186M)

4% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 25

1% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 78

0.02% more ownership

Funds ownership: 71.51%71.53% (+0.02%)

2% less funds holding

Funds holding: 223218 (-5)

99% less call options, than puts

Call options by funds: $15K | Put options by funds: $2.08M

Holders
218
Holders Change
-5
Holders Change %
-2.24%
% of All Funds
4.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
26
Increased
79
Reduced
78
Closed
25
Calls
$15K
Puts
$2.08M
Net Calls
-$2.07M
Net Calls Change
-$68K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$400M -$2.95M -80,765 -0.8%
Vanguard Group
2
Vanguard Group
Pennsylvania
$290M -$3.05M -83,349 -1%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$126M -$2.95M -80,655 -2%
Principal Financial Group
4
Principal Financial Group
Iowa
$126M +$16M +438,848 +15%
State Street
5
State Street
Massachusetts
$107M -$9.84M -269,187 -9%
Northern Trust
6
Northern Trust
Illinois
$98.1M -$239K -6,544 -0.3%
N
7
Nuveen
North Carolina
$85.5M -$2.52M -68,924 -3%
LSV Asset Management
8
LSV Asset Management
Illinois
$50.2M -$848K -23,200 -2%
Victory Capital Management
9
Victory Capital Management
Texas
$50M +$8.2M +224,284 +21%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$49.2M +$3.46M +94,593 +8%
Massachusetts Financial Services
11
Massachusetts Financial Services
Massachusetts
$47.3M -$249K -6,798 -0.5%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$46M +$1.01M +27,519 +2%
Ameriprise
13
Ameriprise
Minnesota
$43.1M +$386K +10,560 +0.9%
GKIM
14
GW&K Investment Management
Massachusetts
$40.9M -$1.05M -28,751 -3%
Norges Bank
15
Norges Bank
Norway
$33.5M +$268K +7,322 +0.8%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$30.2M +$658 +18 +0%
JP Morgan Chase
17
JP Morgan Chase
New York
$25.9M -$586K -16,025 -2%
Charles Schwab
18
Charles Schwab
California
$22.8M +$594K +16,251 +3%
Goldman Sachs
19
Goldman Sachs
New York
$21.6M +$2.11M +57,627 +11%
Invesco
20
Invesco
Georgia
$20.7M -$432K -11,831 -2%
CVA
21
Ceredex Value Advisors
Florida
$17.7M -$1.83M -50,147 -10%
AR
22
Advisory Research
Illinois
$13.6M +$13M +356,550 New
AllianceBernstein
23
AllianceBernstein
Tennessee
$12.5M -$2.04M -55,939 -15%
AAMU
24
Amundi Asset Management US
Massachusetts
$12.4M +$17.7K +485 +0.1%
Bank of America
25
Bank of America
North Carolina
$12.4M -$2.88M -78,788 -19%

CATY Hedge Fund Activity: Q4 2019 in Review

218 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2019, worth a combined $2.17B — up 9.4% from $1.98B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CATY positions and 25 closed out — a net gain of 1 holder — while 79 added to existing stakes and 78 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $16M. The largest seller was Millennium Management, cutting an estimated $10.5M.

  • 218 institutional investors held Cathay General Bancorp (CATY) as of Q4 2019, down from 223 in Q3 2019.
  • Funds reported $2.17B of Cathay General Bancorp stock for Q4 2019, up 9.4% quarter-over-quarter.
  • 26 funds opened new Cathay General Bancorp positions in Q4 2019 and 25 closed out, a net change of +1 holder.
  • The largest Cathay General Bancorp buyer in Q4 2019 was Principal Financial Group, an estimated $16M added.
  • The largest Cathay General Bancorp seller in Q4 2019 was Millennium Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q4 2019.