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Cathay General Bancorp
CATY

228 hedge funds and large institutions have $2.22B invested in Cathay General Bancorp in 2017 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 94 increasing their positions, 59 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 20

59% more repeat investments, than reductions

Existing positions increased: 94 | Existing positions reduced: 59

6% more funds holding

Funds holding: 215 → 228 (+13)

5% more capital invested

Capital invested by funds: $2.11B → $2.22B (+$108M)

1.34% less ownership

Funds ownership: 69.74% → 68.39% (-1.3%)

67% less call options, than puts

Call options by funds: $609K | Put options by funds: $1.83M

Holders
228
Holders Change
+13
Holders Change %
+6.05%
% of All Funds
5.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
35
Increased
94
Reduced
59
Closed
20
Calls
$609K
Puts
$1.83M
Net Calls
-$1.22M
Net Calls Change
-$1.76M

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$15.7M
2
Deutsche Bank
Deutsche Bank
Germany
+$15.2M
3
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$10.1M
4
HHC
Hutchin Hill Capital
New York
+$9.6M
5
BlackRock
BlackRock
New York
+$8.82M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$84.9M
2
WRF
Waddell & Reed Financial
Kansas
-$15.6M
3
Norges Bank
Norges Bank
Norway
-$9.01M
4
SFM
Systematic Financial Management
New Jersey
-$7.76M
5
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
-$7.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$352M +$8.82M +238,879 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$267M -$5.15M -139,541 -2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$154M -$4.7M -127,352 -3%
State Street
4
State Street
Massachusetts
$154M +$559K +15,150 +0.4%
Northern Trust
5
Northern Trust
Illinois
$98.5M -$48.8K -1,321 -0.1%
Invesco
6
Invesco
Georgia
$71M +$516K +13,989 +0.8%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$59.1M +$268K +7,251 +0.5%
Prudential Financial
8
Prudential Financial
New Jersey
$49.9M +$2.02M +54,780 +5%
GKIM
9
GW&K Investment Management
Massachusetts
$43M -$87.7K -2,375 -0.2%
Balyasny Asset Management
10
Balyasny Asset Management
Illinois
$40.5M +$10.1M +274,183 +37%
Capital Research Global Investors
11
Capital Research Global Investors
California
$40.2M – – –
Ameriprise
12
Ameriprise
Minnesota
$39M +$876K +23,732 +3%
Principal Financial Group
13
Principal Financial Group
Iowa
$38M +$69.6K +1,886 +0.2%
AAMU
14
Amundi Asset Management US
Massachusetts
$34.9M -$1.04M -28,182 -3%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$34.5M -$84.9M -2,300,448 -73%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$34.1M +$446K +12,082 +1%
TA
17
Teachers Advisors
New York
$30.9M +$886K +24,005 +3%
JP Morgan Chase
18
JP Morgan Chase
New York
$28.8M +$1.49M +40,412 +6%
Norges Bank
19
Norges Bank
Norway
$27.9M -$9.01M -243,942 -26%
Deutsche Bank
20
Deutsche Bank
Germany
$22.6M +$15.2M +411,164 +270%
Loomis, Sayles & Company
21
Loomis, Sayles & Company
Massachusetts
$21.4M -$1.66M -44,919 -8%
Charles Schwab
22
Charles Schwab
California
$19M +$1.48M +40,050 +9%
Bank of America
23
Bank of America
North Carolina
$18.5M +$5.66M +153,249 +50%
American Century Companies
24
American Century Companies
Missouri
$18.5M -$806K -21,833 -5%
WCM
25
Wedge Capital Management
North Carolina
$17.8M -$587K -15,901 -3%
1
2 3 4 5

CATY Hedge Fund Activity: Q3 2017 in Review

228 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2017, worth a combined $2.22B — up 5.1% from $2.11B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CATY positions and 20 closed out — a net gain of 15 holders — while 94 added to existing stakes and 59 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $15.7M. The largest seller was Fidelity Investments, cutting an estimated $84.9M.

  • 228 institutional investors held Cathay General Bancorp (CATY) as of Q3 2017, up from 215 in Q2 2017.
  • Funds reported $2.22B of Cathay General Bancorp stock for Q3 2017, up 5.1% quarter-over-quarter.
  • 35 funds opened new Cathay General Bancorp positions in Q3 2017 and 20 closed out, a net change of +15 holders.
  • The largest Cathay General Bancorp buyer in Q3 2017 was Citadel Advisors, an estimated $15.7M added.
  • The largest Cathay General Bancorp seller in Q3 2017 was Fidelity Investments, an estimated $84.9M sold.

Based on aggregated 13F filings for Q3 2017.