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Cathay General Bancorp

143 hedge funds and large institutions have $1.34B invested in Cathay General Bancorp in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 46 increasing their positions, 60 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

15% more capital invested

Capital invested by funds: $1.17B → $1.34B (+$175M)

1% more funds holding

Funds holding: 141143 (+2)

23% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 60

Holders
143
Holders Change
+2
Holders Change %
+1.42%
% of All Funds
4.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
46
Reduced
60
Closed
13
Calls
$321K
Puts
Net Calls
+$321K
Net Calls Change
+$284K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$196M -$13M -511,840 -7%
Vanguard Group
2
Vanguard Group
Pennsylvania
$114M +$3.88M +153,111 +4%
State Street
3
State Street
Massachusetts
$110M +$6.2M +244,481 +6%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$107M -$1.92M -75,760 -2%
BFA
5
BlackRock Fund Advisors
California
$99M +$1.94M +76,577 +2%
BIT
6
BlackRock Institutional Trust
California
$60.8M +$685K +26,996 +1%
Northern Trust
7
Northern Trust
Illinois
$55.4M +$311K +12,270 +0.6%
CI
8
Cambiar Investors
Colorado
$44.8M -$6.35M -250,211 -13%
Citadel Advisors
9
Citadel Advisors
Florida
$44.6M +$3.91M +154,136 +10%
Loomis, Sayles & Company
10
Loomis, Sayles & Company
Massachusetts
$29.2M -$528K -20,796 -2%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$28.3M +$1.95M +77,010 +8%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$23.8M +$33.2K +1,310 +0.1%
Wells Fargo
13
Wells Fargo
California
$21.6M +$4.42M +174,326 +28%
GC
14
Guggenheim Capital
Illinois
$20.6M +$1.32M +52,166 +7%
Norges Bank
15
Norges Bank
Norway
$20.5M
CIP
16
Chartwell Investment Partners
Pennsylvania
$20M +$312K +12,310 +2%
RHJA
17
Rice Hall James & Associates
California
$15.2M +$3.34M +131,614 +30%
JP Morgan Chase
18
JP Morgan Chase
New York
$15.2M -$1.41M -55,712 -9%
New York State Common Retirement Fund
19
New York State Common Retirement Fund
New York
$12.7M
American Century Companies
20
American Century Companies
Missouri
$12.7M -$2.37M -93,299 -16%
Allianz Asset Management
21
Allianz Asset Management
Germany
$12.4M +$3.07M +120,946 +35%
BIM
22
BlackRock Investment Management
Delaware
$11.9M -$231K -9,102 -2%
RCAMU
23
Rothschild & Co Asset Management US
Connecticut
$11.6M -$1.3M -51,180 -11%
TCIM
24
TIAA CREF Investment Management
New York
$11.1M -$104K -4,088 -1%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$10.7M +$1.3M +51,154 +15%

CATY Hedge Fund Activity: Q4 2013 in Review

143 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2013, worth a combined $1.34B — up 15% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new CATY positions and 13 closed out — a net gain of 2 holders — while 46 added to existing stakes and 60 trimmed.

The largest buyer was State Street, adding an estimated $6.2M. The largest seller was Fidelity Investments, cutting an estimated $13M.

  • 143 institutional investors held Cathay General Bancorp (CATY) as of Q4 2013, up from 141 in Q3 2013.
  • Funds reported $1.34B of Cathay General Bancorp stock for Q4 2013, up 15% quarter-over-quarter.
  • 15 funds opened new Cathay General Bancorp positions in Q4 2013 and 13 closed out, a net change of +2 holders.
  • The largest Cathay General Bancorp buyer in Q4 2013 was State Street, an estimated $6.2M added.
  • The largest Cathay General Bancorp seller in Q4 2013 was Fidelity Investments, an estimated $13M sold.

Based on aggregated 13F filings for Q4 2013.