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Cathay General Bancorp
CATY

Overview Fund Activity

141 hedge funds and large institutions have $1.17B invested in Cathay General Bancorp in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 17 closing their positions.

Holders
141
Holders Change
-3
Holders Change %
-2.08%
% of All Funds
4.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
56
Reduced
49
Closed
17
Calls
$154K
Puts
$117K
Net Calls
+$37K
Net Calls Change
+$37K

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$20.7M
2
RHJA
2
Rice Hall James & Associates
California
$10.2M
3
BFA
3
BlackRock Fund Advisors
California
$84.8M
4
State Street
4
State Street
Massachusetts
$90.4M
5
American Century Companies
5
American Century Companies
Missouri
$13.3M

Top Sellers

1
RCM
1
Rutabaga Capital Management
Massachusetts
$10.1M
2
MNA
2
Manning & Napier Advisors
New York
$0
3
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$95.5M
4
Ameriprise
4
Ameriprise
Minnesota
$4.92M
5
PGIM
5
Pacific Global Investment Management
California
$1.28M
Name Market Value Shares Shares
Change 		Shares
Change %
Fidelity Investments
1
Fidelity Investments
Massachusetts
$184M 7,856,510 +15,204 +0.2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$96.2M 4,115,650 +64,560 +2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$95.5M 4,087,381 -137,286 -3%
State Street
4
State Street
Massachusetts
$90.4M 3,868,231 +143,462 +4%
BFA
5
BlackRock Fund Advisors
California
$84.8M 3,627,085 +300,678 +9%
BIT
6
BlackRock Institutional Trust
California
$52.5M 2,246,868 -19,068 -0.8%
Northern Trust
7
Northern Trust
Illinois
$48.1M 2,058,942 +70,772 +4%
CI
8
Cambiar Investors
Colorado
$45M 1,926,536 +32,552 +2%
Citadel Advisors
9
Citadel Advisors
Florida
$35.4M 1,515,777 -844 -0.1%
Loomis, Sayles & Company
10
Loomis, Sayles & Company
Massachusetts
$26.1M 1,114,845 -5,525 -0.5%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$23M 982,727 +16,095 +2%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$20.7M 887,460 +887,460 New
Norges Bank
13
Norges Bank
Norway
$17.9M 765,781 – –
CIP
14
Chartwell Investment Partners
Pennsylvania
$17.2M 737,485 -19,435 -3%
GC
15
Guggenheim Capital
Illinois
$16.8M 720,045 +13,771 +2%
Wells Fargo
16
Wells Fargo
California
$14.8M 632,005 -22,302 -3%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$14.6M 624,425 +21,651 +4%
American Century Companies
18
American Century Companies
Missouri
$13.3M 567,117 +143,262 +34%
RCAMU
19
Rothschild & Co Asset Management US
Connecticut
$11.4M 486,178 -52,010 -10%
New York State Common Retirement Fund
20
New York State Common Retirement Fund
New York
$11.1M 475,781 – –
BIM
21
BlackRock Investment Management
Delaware
$10.7M 455,715 +21,241 +5%
RHJA
22
Rice Hall James & Associates
California
$10.2M 437,737 +437,737 New
RCM
23
Rutabaga Capital Management
Massachusetts
$10.1M 433,748 -379,990 -47%
TCIM
24
TIAA CREF Investment Management
New York
$9.78M 418,575 -6,573 -2%
WCM
25
Wedge Capital Management
North Carolina
$9.57M 409,559 -6,581 -2%
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