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Cathay General Bancorp

238 hedge funds and large institutions have $2.44B invested in Cathay General Bancorp in 2018 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 97 increasing their positions, 74 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more call options, than puts

Call options by funds: $646K | Put options by funds: $456K

31% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 74

1.26% more ownership

Funds ownership: 71.41%72.66% (+1.3%)

4% more capital invested

Capital invested by funds: $2.35B → $2.44B (+$97.4M)

8% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 25

1% less funds holding

Funds holding: 241238 (-3)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
238
Holders Change
-3
Holders Change %
-1.24%
% of All Funds
5.44%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
23
Increased
97
Reduced
74
Closed
25
Calls
$646K
Puts
$456K
Net Calls
+$190K
Net Calls Change
+$999K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$420M +$13.7M +325,999 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$308M +$4.29M +102,133 +1%
State Street
3
State Street
Massachusetts
$168M -$6.15M -146,401 -3%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$163M +$2.99M +71,101 +2%
Northern Trust
5
Northern Trust
Illinois
$97.6M -$2.63M -62,714 -3%
Invesco
6
Invesco
Georgia
$65M +$204K +4,864 +0.3%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$54.6M +$108K +2,564 +0.2%
N
8
Nuveen
North Carolina
$52.2M +$2.01M +47,981 +4%
LSV Asset Management
9
LSV Asset Management
Illinois
$48.1M +$1.18M +28,000 +2%
Ameriprise
10
Ameriprise
Minnesota
$47.8M +$2.39M +56,970 +5%
Principal Financial Group
11
Principal Financial Group
Iowa
$46.3M -$1.41M -33,514 -3%
AAMU
12
Amundi Asset Management US
Massachusetts
$42.3M -$959K -22,847 -2%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$40.7M +$2.02M +48,080 +5%
JP Morgan Chase
14
JP Morgan Chase
New York
$34.9M +$8.4M +199,979 +31%
Prudential Financial
15
Prudential Financial
New Jersey
$33.8M -$11.1M -263,960 -24%
GKIM
16
GW&K Investment Management
Massachusetts
$31.4M -$54.6K -1,301 -0.2%
Fidelity Investments
17
Fidelity Investments
Massachusetts
$31.4M +$8.15K +194 +0%
TA
18
Teachers Advisors
New York
$31.2M +$86.3K +2,054 +0.3%
Norges Bank
19
Norges Bank
Norway
$28.8M
Massachusetts Financial Services
20
Massachusetts Financial Services
Massachusetts
$26.5M +$3.97M +94,450 +17%
PAM
21
Panagora Asset Management
Massachusetts
$26M +$4.36M +103,787 +20%
Bank of America
22
Bank of America
North Carolina
$23.6M +$6.77M +161,293 +39%
Charles Schwab
23
Charles Schwab
California
$21.2M +$1.25M +29,689 +6%
TCIM
24
TIAA CREF Investment Management
New York
$19.8M -$1.26M -29,914 -6%
Loomis, Sayles & Company
25
Loomis, Sayles & Company
Massachusetts
$18.8M +$589K +14,037 +3%

CATY Hedge Fund Activity: Q3 2018 in Review

238 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2018, worth a combined $2.44B — up 4.2% from $2.35B a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of CATY and 23 opened new positions — a net loss of 2 holders — while 74 trimmed existing stakes and 97 added.

The largest buyer was BlackRock, adding an estimated $13.7M. The largest seller was Millennium Management, cutting an estimated $14.8M.

  • 238 institutional investors held Cathay General Bancorp (CATY) as of Q3 2018, down from 241 in Q2 2018.
  • Funds reported $2.44B of Cathay General Bancorp stock for Q3 2018, up 4.2% quarter-over-quarter.
  • 23 funds opened new Cathay General Bancorp positions in Q3 2018 and 25 closed out, a net change of -2 holders.
  • The largest Cathay General Bancorp buyer in Q3 2018 was BlackRock, an estimated $13.7M added.
  • The largest Cathay General Bancorp seller in Q3 2018 was Millennium Management, an estimated $14.8M sold.

Based on aggregated 13F filings for Q3 2018.