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Cathay General Bancorp

202 hedge funds and large institutions have $1.32B invested in Cathay General Bancorp in 2020 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 77 increasing their positions, 64 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 64

0.99% more ownership

Funds ownership: 71.53%72.52% (+0.99%)

7% less funds holding

Funds holding: 218202 (-16)

39% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 36

39% less capital invested

Capital invested by funds: $2.17B → $1.32B (-$848M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.86M

Holders
202
Holders Change
-16
Holders Change %
-7.34%
% of All Funds
4.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
77
Reduced
64
Closed
36
Calls
Puts
$1.86M
Net Calls
-$1.86M
Net Calls Change
+$203K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$237M -$5.26M -164,405 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$176M +$1.57M +48,987 +0.6%
Principal Financial Group
3
Principal Financial Group
Iowa
$77.2M +$1.81M +56,656 +2%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$73M -$4.58M -142,989 -4%
State Street
5
State Street
Massachusetts
$65.9M +$1.52M +47,335 +2%
Victory Capital Management
6
Victory Capital Management
Texas
$61.8M +$44.1M +1,378,938 +105%
Northern Trust
7
Northern Trust
Illinois
$59.3M +$147K +4,596 +0.2%
N
8
Nuveen
North Carolina
$40.6M -$15.3M -477,111 -21%
Massachusetts Financial Services
9
Massachusetts Financial Services
Massachusetts
$33.2M +$6.54M +204,198 +16%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$29.5M +$2.42M +75,670 +6%
LSV Asset Management
11
LSV Asset Management
Illinois
$28.7M -$2.22M -69,405 -5%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$28.1M -$2.15M -67,193 -5%
Ameriprise
13
Ameriprise
Minnesota
$25.2M -$1.14M -35,475 -3%
GKIM
14
GW&K Investment Management
Massachusetts
$23.5M -$1.6M -50,136 -5%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$21.7M +$4.84M +151,329 +19%
Norges Bank
16
Norges Bank
Norway
$21.3M +$1.51M +47,148 +5%
JP Morgan Chase
17
JP Morgan Chase
New York
$15.4M -$217K -6,774 -1%
Charles Schwab
18
Charles Schwab
California
$14.5M +$1.1M +34,455 +6%
Goldman Sachs
19
Goldman Sachs
New York
$11.6M -$1.97M -61,666 -11%
Invesco
20
Invesco
Georgia
$10.9M -$2.2M -68,627 -13%
CVA
21
Ceredex Value Advisors
Florida
$10.4M -$410K -12,800 -3%
BTW
22
Boston Trust Walden
Massachusetts
$10.3M +$14.3M +448,233 New
Prudential Financial
23
Prudential Financial
New Jersey
$8.01M +$1.45M +45,349 +15%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$7.96M +$1.89M +59,203 +20%
AllianceBernstein
25
AllianceBernstein
Tennessee
$7.48M -$74.3K -2,320 -0.7%

CATY Hedge Fund Activity: Q1 2020 in Review

202 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q1 2020, worth a combined $1.32B — down 39% from $2.17B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of CATY and 22 opened new positions — a net loss of 14 holders — while 64 trimmed existing stakes and 77 added.

The largest buyer was Victory Capital Management, adding an estimated $44.1M. The largest seller was Nuveen, cutting an estimated $15.3M.

  • 202 institutional investors held Cathay General Bancorp (CATY) as of Q1 2020, down from 218 in Q4 2019.
  • Funds reported $1.32B of Cathay General Bancorp stock for Q1 2020, down 39% quarter-over-quarter.
  • 22 funds opened new Cathay General Bancorp positions in Q1 2020 and 36 closed out, a net change of -14 holders.
  • The largest Cathay General Bancorp buyer in Q1 2020 was Victory Capital Management, an estimated $44.1M added.
  • The largest Cathay General Bancorp seller in Q1 2020 was Nuveen, an estimated $15.3M sold.

Based on aggregated 13F filings for Q1 2020.