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Cathay General Bancorp

225 hedge funds and large institutions have $2.22B invested in Cathay General Bancorp in 2021 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 76 increasing their positions, 80 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 18

5% more funds holding

Funds holding: 215225 (+10)

4% more capital invested

Capital invested by funds: $2.14B → $2.22B (+$81.9M)

0.48% more ownership

Funds ownership: 68.44%68.92% (+0.48%)

5% less repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 80

83% less call options, than puts

Call options by funds: $227K | Put options by funds: $1.37M

Holders
225
Holders Change
+10
Holders Change %
+4.65%
% of All Funds
3.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
30
Increased
76
Reduced
80
Closed
18
Calls
$227K
Puts
$1.37M
Net Calls
-$1.14M
Net Calls Change
+$95K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$372M -$4.43M -113,743 -1%
Vanguard Group
2
Vanguard Group
Pennsylvania
$301M -$4.62M -118,566 -2%
State Street
3
State Street
Massachusetts
$138M -$15M -383,628 -10%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$120M +$488K +12,524 +0.4%
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$86.9M +$3.06M +78,453 +4%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$71.4M +$6.82M +175,000 +11%
Charles Schwab
7
Charles Schwab
California
$61.6M +$6.12M +156,953 +12%
Principal Financial Group
8
Principal Financial Group
Iowa
$60.5M -$9.64M -247,231 -14%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$58.6M -$1.34M -34,361 -2%
Northern Trust
10
Northern Trust
Illinois
$54.7M +$227K +5,821 +0.4%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$50.7M +$1.46M +37,381 +3%
GKIM
12
GW&K Investment Management
Massachusetts
$46.5M -$928K -23,791 -2%
N
13
Nuveen
North Carolina
$41.5M -$3.79M -97,199 -9%
LSV Asset Management
14
LSV Asset Management
Illinois
$41.4M -$975K -25,000 -2%
Invesco
15
Invesco
Georgia
$40.4M -$701K -17,976 -2%
JP Morgan Chase
16
JP Morgan Chase
New York
$34.8M +$240K +6,158 +0.7%
Holocene Advisors
17
Holocene Advisors
New York
$32.5M +$2.81M +71,972 +10%
Ameriprise
18
Ameriprise
Minnesota
$32.1M +$350K +8,982 +1%
Norges Bank
19
Norges Bank
Norway
$30.1M -$2.33M -59,762 -8%
BTW
20
Boston Trust Walden
Massachusetts
$27.1M +$535K +13,727 +2%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$25.4M -$980K -25,130 -4%
Citadel Advisors
22
Citadel Advisors
Florida
$21.4M -$14.6M -373,707 -42%
CVA
23
Ceredex Value Advisors
Florida
$21.1M +$735K +18,857 +4%
Victory Capital Management
24
Victory Capital Management
Texas
$19.8M -$19.6M -501,751 -51%
GT
25
Glenmede Trust
Pennsylvania
$17.8M +$16.8M +430,990 New

CATY Hedge Fund Activity: Q3 2021 in Review

225 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2021, worth a combined $2.22B — up 3.8% from $2.14B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new CATY positions and 18 closed out — a net gain of 12 holders — while 76 added to existing stakes and 80 trimmed.

The largest buyer was Glenmede Trust, opening a new position worth an estimated $16.8M. The largest seller was Victory Capital Management, cutting an estimated $19.6M.

  • 225 institutional investors held Cathay General Bancorp (CATY) as of Q3 2021, up from 215 in Q2 2021.
  • Funds reported $2.22B of Cathay General Bancorp stock for Q3 2021, up 3.8% quarter-over-quarter.
  • 30 funds opened new Cathay General Bancorp positions in Q3 2021 and 18 closed out, a net change of +12 holders.
  • The largest Cathay General Bancorp buyer in Q3 2021 was Glenmede Trust, an estimated $16.8M added.
  • The largest Cathay General Bancorp seller in Q3 2021 was Victory Capital Management, an estimated $19.6M sold.

Based on aggregated 13F filings for Q3 2021.