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Cathay General Bancorp

208 hedge funds and large institutions have $1.66B invested in Cathay General Bancorp in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 72 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more call options, than puts

Call options by funds: $1.54M | Put options by funds: $616K

38% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 21

10% more capital invested

Capital invested by funds: $1.51B → $1.66B (+$148M)

3% more funds holding

Funds holding: 202208 (+6)

0% more repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 72

Holders
208
Holders Change
+6
Holders Change %
+2.97%
% of All Funds
5.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
29
Increased
72
Reduced
72
Closed
21
Calls
$1.54M
Puts
$616K
Net Calls
+$923K
Net Calls Change
-$909K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$201M +$8.99M +296,325 +5%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$160M
BFA
3
BlackRock Fund Advisors
California
$125M +$8.07M +266,203 +7%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$121M -$674K -22,214 -0.6%
State Street
5
State Street
Massachusetts
$100M -$1.05M -34,459 -1%
BIT
6
BlackRock Institutional Trust
California
$69.6M -$3.65M -120,520 -5%
Northern Trust
7
Northern Trust
Illinois
$64.6M +$1.37M +45,066 +2%
Invesco
8
Invesco
Georgia
$53.8M +$1.07M +35,136 +2%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$42.2M -$3.04M -100,333 -7%
GKIM
10
GW&K Investment Management
Massachusetts
$39.4M -$630K -20,777 -2%
Norges Bank
11
Norges Bank
Norway
$34.7M +$612K +20,172 +2%
Wells Fargo
12
Wells Fargo
California
$33.9M +$1.22M +40,268 +4%
Capital Research Global Investors
13
Capital Research Global Investors
California
$33.4M -$20.6M -680,524 -39%
AAMU
14
Amundi Asset Management US
Massachusetts
$27M -$974K -32,115 -4%
Loomis, Sayles & Company
15
Loomis, Sayles & Company
Massachusetts
$25.4M -$533K -17,581 -2%
Principal Financial Group
16
Principal Financial Group
Iowa
$21.2M +$12.3M +406,825 +145%
TA
17
Teachers Advisors
New York
$19.8M +$15.9M +524,526 +439%
JP Morgan Chase
18
JP Morgan Chase
New York
$19.7M +$34K +1,121 +0.2%
Ameriprise
19
Ameriprise
Minnesota
$19M -$1.54M -50,784 -8%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$17.9M +$1.45M +47,745 +9%
RHJA
21
Rice Hall James & Associates
California
$17.9M -$125K -4,106 -0.7%
Balyasny Asset Management
22
Balyasny Asset Management
Illinois
$17.9M -$1.22M -40,162 -6%
1832 Asset Management
23
1832 Asset Management
Ontario, Canada
$17.5M +$1.01M +33,400 +6%
Prudential Financial
24
Prudential Financial
New Jersey
$16.5M +$5.99M +197,460 +58%
BIM
25
BlackRock Investment Management
Delaware
$15M -$3.7K -122 -0%

CATY Hedge Fund Activity: Q3 2016 in Review

208 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2016, worth a combined $1.66B — up 9.8% from $1.51B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CATY positions and 21 closed out — a net gain of 8 holders — while 72 added to existing stakes and 72 trimmed.

The largest buyer was Teachers Advisors, adding an estimated $15.9M. The largest seller was Capital Research Global Investors, cutting an estimated $20.6M.

  • 208 institutional investors held Cathay General Bancorp (CATY) as of Q3 2016, up from 202 in Q2 2016.
  • Funds reported $1.66B of Cathay General Bancorp stock for Q3 2016, up 9.8% quarter-over-quarter.
  • 29 funds opened new Cathay General Bancorp positions in Q3 2016 and 21 closed out, a net change of +8 holders.
  • The largest Cathay General Bancorp buyer in Q3 2016 was Teachers Advisors, an estimated $15.9M added.
  • The largest Cathay General Bancorp seller in Q3 2016 was Capital Research Global Investors, an estimated $20.6M sold.

Based on aggregated 13F filings for Q3 2016.