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Cathay General Bancorp

222 hedge funds and large institutions have $2.12B invested in Cathay General Bancorp in 2019 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 65 increasing their positions, 91 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $1.98B → $2.12B (+$141M)

0.94% less ownership

Funds ownership: 72.49%71.55% (-0.94%)

6% less funds holding

Funds holding: 237222 (-15)

29% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 91

36% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 33

96% less call options, than puts

Call options by funds: $35K | Put options by funds: $793K

Holders
222
Holders Change
-15
Holders Change %
-6.33%
% of All Funds
4.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
65
Reduced
91
Closed
33
Calls
$35K
Puts
$793K
Net Calls
-$758K
Net Calls Change
+$439K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$395M +$20.9M +588,789 +6%
Vanguard Group
2
Vanguard Group
Pennsylvania
$273M -$3.6M -101,510 -1%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$120M -$6.93M -195,060 -6%
State Street
4
State Street
Massachusetts
$119M -$9.09M -255,941 -7%
Principal Financial Group
5
Principal Financial Group
Iowa
$95M +$6.56M +184,769 +8%
Northern Trust
6
Northern Trust
Illinois
$89.6M +$4.51M +127,030 +5%
N
7
Nuveen
North Carolina
$85.5M +$37.9M +1,067,513 +81%
AAMU
8
Amundi Asset Management US
Massachusetts
$83M +$2.72M +76,641 +10%
Invesco
9
Invesco
Georgia
$51.4M -$10.9M -305,648 -18%
LSV Asset Management
10
LSV Asset Management
Illinois
$49.7M +$6.62M +186,579 +16%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$45.3M -$1.53M -43,128 -3%
Ameriprise
12
Ameriprise
Minnesota
$43.5M -$78K -2,197 -0.2%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$41.8M +$1.78M +50,223 +5%
Massachusetts Financial Services
14
Massachusetts Financial Services
Massachusetts
$39.4M +$6.49M +182,907 +20%
Norges Bank
15
Norges Bank
Norway
$31.3M +$2.55M +71,874 +9%
GKIM
16
GW&K Investment Management
Massachusetts
$28.1M -$556K -15,653 -2%
Fidelity Investments
17
Fidelity Investments
Massachusetts
$27.2M -$4.08K -115 -0%
JP Morgan Chase
18
JP Morgan Chase
New York
$21.9M -$11M -310,856 -33%
Bank of America
19
Bank of America
North Carolina
$20.7M +$479K +13,479 +2%
Charles Schwab
20
Charles Schwab
California
$19.9M +$299K +8,416 +2%
Goldman Sachs
21
Goldman Sachs
New York
$19.7M -$1.68M -47,330 -8%
CVA
22
Ceredex Value Advisors
Florida
$18.8M -$94.3K -2,656 -0.5%
AllianceBernstein
23
AllianceBernstein
Tennessee
$16M +$4.01M +113,044 +34%
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$13.6M -$1.4M -39,331 -9%
Prudential Financial
25
Prudential Financial
New Jersey
$11.9M +$1.24M +35,060 +12%

CATY Hedge Fund Activity: Q2 2019 in Review

222 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q2 2019, worth a combined $2.12B — up 7.1% from $1.98B a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of CATY and 21 opened new positions — a net loss of 12 holders — while 91 trimmed existing stakes and 65 added.

The largest buyer was Nuveen, adding an estimated $37.9M. The largest seller was JP Morgan Chase, cutting an estimated $11M.

  • 222 institutional investors held Cathay General Bancorp (CATY) as of Q2 2019, down from 237 in Q1 2019.
  • Funds reported $2.12B of Cathay General Bancorp stock for Q2 2019, up 7.1% quarter-over-quarter.
  • 21 funds opened new Cathay General Bancorp positions in Q2 2019 and 33 closed out, a net change of -12 holders.
  • The largest Cathay General Bancorp buyer in Q2 2019 was Nuveen, an estimated $37.9M added.
  • The largest Cathay General Bancorp seller in Q2 2019 was JP Morgan Chase, an estimated $11M sold.

Based on aggregated 13F filings for Q2 2019.