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Cathay General Bancorp

244 hedge funds and large institutions have $1.93B invested in Cathay General Bancorp in 2018 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 80 increasing their positions, 81 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 35

3% more funds holding

Funds holding: 238244 (+6)

0.57% less ownership

Funds ownership: 72.66%72.1% (-0.57%)

1% less repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 81

21% less capital invested

Capital invested by funds: $2.44B → $1.93B (-$516M)

99% less call options, than puts

Call options by funds: $6K | Put options by funds: $1.13M

Holders
244
Holders Change
+6
Holders Change %
+2.52%
% of All Funds
5.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
41
Increased
80
Reduced
81
Closed
35
Calls
$6K
Puts
$1.13M
Net Calls
-$1.12M
Net Calls Change
-$1.31M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$354M +$15.8M +417,939 +4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$256M +$8.19M +216,305 +3%
State Street
3
State Street
Massachusetts
$126M -$11.1M -293,842 -7%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$126M -$7.57M -199,786 -5%
Northern Trust
5
Northern Trust
Illinois
$79.1M +$208K +5,490 +0.2%
Invesco
6
Invesco
Georgia
$51.6M -$1.13M -29,750 -2%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$44.7M +$569K +15,020 +1%
N
8
Nuveen
North Carolina
$42.1M -$137K -3,605 -0.3%
Principal Financial Group
9
Principal Financial Group
Iowa
$39.8M +$2.59M +68,310 +6%
Ameriprise
10
Ameriprise
Minnesota
$39.5M +$872K +23,017 +2%
LSV Asset Management
11
LSV Asset Management
Illinois
$39.4M +$591K +15,600 +1%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$36.1M +$3.62M +95,598 +10%
GKIM
13
GW&K Investment Management
Massachusetts
$27.5M +$2.28M +60,253 +8%
JP Morgan Chase
14
JP Morgan Chase
New York
$27.3M -$1.02M -26,830 -3%
Norges Bank
15
Norges Bank
Norway
$25.8M +$2.91M +76,845 +11%
TA
16
Teachers Advisors
New York
$25.6M +$305K +8,043 +1%
Fidelity Investments
17
Fidelity Investments
Massachusetts
$25.4M +$2.96K +78 +0%
Massachusetts Financial Services
18
Massachusetts Financial Services
Massachusetts
$21.7M +$265K +6,998 +1%
Bank of America
19
Bank of America
North Carolina
$18.4M -$762K -20,123 -4%
PAM
20
Panagora Asset Management
Massachusetts
$17.7M -$3.82M -100,811 -16%
Charles Schwab
21
Charles Schwab
California
$17.2M +$57K +1,505 +0.3%
Goldman Sachs
22
Goldman Sachs
New York
$16.9M +$2.06M +54,315 +12%
Prudential Financial
23
Prudential Financial
New Jersey
$16.9M -$11.9M -313,799 -38%
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$14.2M -$1.18M -31,160 -7%
TCIM
25
TIAA CREF Investment Management
New York
$13.9M -$2.33M -61,441 -13%

CATY Hedge Fund Activity: Q4 2018 in Review

244 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2018, worth a combined $1.93B — down 21% from $2.44B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new CATY positions and 35 closed out — a net gain of 6 holders — while 80 added to existing stakes and 81 trimmed.

The largest buyer was BlackRock, adding an estimated $15.8M. The largest seller was Prudential Financial, cutting an estimated $11.9M.

  • 244 institutional investors held Cathay General Bancorp (CATY) as of Q4 2018, up from 238 in Q3 2018.
  • Funds reported $1.93B of Cathay General Bancorp stock for Q4 2018, down 21% quarter-over-quarter.
  • 41 funds opened new Cathay General Bancorp positions in Q4 2018 and 35 closed out, a net change of +6 holders.
  • The largest Cathay General Bancorp buyer in Q4 2018 was BlackRock, an estimated $15.8M added.
  • The largest Cathay General Bancorp seller in Q4 2018 was Prudential Financial, an estimated $11.9M sold.

Based on aggregated 13F filings for Q4 2018.