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Cathay General Bancorp

241 hedge funds and large institutions have $2.32B invested in Cathay General Bancorp in 2017 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 90 increasing their positions, 77 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 21

26% more call options, than puts

Call options by funds: $510K | Put options by funds: $405K

17% more repeat investments, than reductions

Existing positions increased: 90 | Existing positions reduced: 77

6% more funds holding

Funds holding: 228241 (+13)

5% more capital invested

Capital invested by funds: $2.22B → $2.32B (+$100M)

0.22% less ownership

Funds ownership: 68.39%68.17% (-0.22%)

Holders
241
Holders Change
+13
Holders Change %
+5.7%
% of All Funds
5.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
35
Increased
90
Reduced
77
Closed
21
Calls
$510K
Puts
$405K
Net Calls
+$105K
Net Calls Change
+$1.32M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$374M +$4.69M +112,337 +1%
Vanguard Group
2
Vanguard Group
Pennsylvania
$283M +$2.3M +55,067 +0.8%
State Street
3
State Street
Massachusetts
$165M +$3.88M +93,028 +2%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$159M -$2.24M -53,594 -1%
Northern Trust
5
Northern Trust
Illinois
$101M -$2.01M -48,216 -2%
Invesco
6
Invesco
Georgia
$65.8M -$8.62M -206,497 -12%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$59.9M -$2.08M -49,914 -3%
Principal Financial Group
8
Principal Financial Group
Iowa
$53.7M +$13.7M +328,181 +35%
Ameriprise
9
Ameriprise
Minnesota
$44.3M +$3.33M +79,718 +8%
GKIM
10
GW&K Investment Management
Massachusetts
$43M -$2.07M -49,642 -5%
Prudential Financial
11
Prudential Financial
New Jersey
$42.6M -$9.64M -230,800 -19%
Capital Research Global Investors
12
Capital Research Global Investors
California
$42.2M
AAMU
13
Amundi Asset Management US
Massachusetts
$39.6M +$2.92M +70,003 +8%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$36M +$207K +4,956 +0.6%
N
15
Nuveen
North Carolina
$35.8M +$33.7M +808,069 +1,953%
TA
16
Teachers Advisors
New York
$35.3M +$2.76M +66,097 +9%
Balyasny Asset Management
17
Balyasny Asset Management
Illinois
$34.2M -$8.2M -196,426 -20%
JP Morgan Chase
18
JP Morgan Chase
New York
$33.3M +$2.99M +71,615 +10%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$32.2M -$3.99M -95,646 -11%
Norges Bank
20
Norges Bank
Norway
$29.3M
Charles Schwab
21
Charles Schwab
California
$21.1M +$1.16M +27,814 +6%
TCIM
22
TIAA CREF Investment Management
New York
$19.6M +$3.51M +84,086 +22%
WCM
23
Wedge Capital Management
North Carolina
$19.4M +$731K +17,497 +4%
Loomis, Sayles & Company
24
Loomis, Sayles & Company
Massachusetts
$19.1M -$3.31M -79,386 -15%
Bank of America
25
Bank of America
North Carolina
$17.6M -$1.73M -41,547 -9%

CATY Hedge Fund Activity: Q4 2017 in Review

241 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2017, worth a combined $2.32B — up 4.5% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new CATY positions and 21 closed out — a net gain of 14 holders — while 90 added to existing stakes and 77 trimmed.

The largest buyer was Nuveen, adding an estimated $33.7M. The largest seller was Deutsche Bank, cutting an estimated $13.4M.

  • 241 institutional investors held Cathay General Bancorp (CATY) as of Q4 2017, up from 228 in Q3 2017.
  • Funds reported $2.32B of Cathay General Bancorp stock for Q4 2017, up 4.5% quarter-over-quarter.
  • 35 funds opened new Cathay General Bancorp positions in Q4 2017 and 21 closed out, a net change of +14 holders.
  • The largest Cathay General Bancorp buyer in Q4 2017 was Nuveen, an estimated $33.7M added.
  • The largest Cathay General Bancorp seller in Q4 2017 was Deutsche Bank, an estimated $13.4M sold.

Based on aggregated 13F filings for Q4 2017.