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Cathay General Bancorp

237 hedge funds and large institutions have $2.24B invested in Cathay General Bancorp in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 65 increasing their positions, 92 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 24

5% more funds holding

Funds holding: 225237 (+12)

1% more capital invested

Capital invested by funds: $2.22B → $2.24B (+$22.5M)

1.27% less ownership

Funds ownership: 68.92%67.65% (-1.3%)

29% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 92

44% less call options, than puts

Call options by funds: $258K | Put options by funds: $459K

Holders
237
Holders Change
+12
Holders Change %
+5.33%
% of All Funds
3.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
37
Increased
65
Reduced
92
Closed
24
Calls
$258K
Puts
$459K
Net Calls
-$201K
Net Calls Change
+$940K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$380M -$6.33M -147,053 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$314M +$781K +18,129 +0.2%
State Street
3
State Street
Massachusetts
$146M +$2.03M +47,152 +1%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$122M -$2.7M -62,595 -2%
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$77.5M -$12.7M -296,029 -14%
Charles Schwab
6
Charles Schwab
California
$67M +$2.98M +69,281 +5%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$59.7M -$1.14M -26,441 -2%
Principal Financial Group
8
Principal Financial Group
Iowa
$59.5M -$3.05M -70,747 -5%
Northern Trust
9
Northern Trust
Illinois
$55.4M -$1.44M -33,422 -3%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$50.8M -$23.4M -542,670 -31%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$49.9M -$2.78M -64,545 -5%
GKIM
12
GW&K Investment Management
Massachusetts
$48M -$294K -6,839 -0.6%
Ameriprise
13
Ameriprise
Minnesota
$45.2M +$11.8M +275,134 +35%
Invesco
14
Invesco
Georgia
$44.6M +$2.65M +61,489 +6%
N
15
Nuveen
North Carolina
$41.6M -$1.48M -34,465 -3%
LSV Asset Management
16
LSV Asset Management
Illinois
$40.8M -$2.24M -52,000 -5%
JP Morgan Chase
17
JP Morgan Chase
New York
$35.5M -$647K -15,032 -2%
Norges Bank
18
Norges Bank
Norway
$31M -$240K -5,571 -0.8%
BTW
19
Boston Trust Walden
Massachusetts
$28M -$133K -3,084 -0.5%
Holocene Advisors
20
Holocene Advisors
New York
$27.3M -$6.49M -150,765 -19%
CVA
21
Ceredex Value Advisors
Florida
$20.7M -$1.24M -28,762 -6%
Goldman Sachs
22
Goldman Sachs
New York
$19.6M +$4.22M +98,124 +27%
Citadel Advisors
23
Citadel Advisors
Florida
$19.5M -$2.7M -62,761 -12%
Victory Capital Management
24
Victory Capital Management
Texas
$18.8M -$1.7M -39,492 -8%
GT
25
Glenmede Trust
Pennsylvania
$18.4M -$113K -2,622 -0.6%

CATY Hedge Fund Activity: Q4 2021 in Review

237 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q4 2021, worth a combined $2.24B — up 1% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new CATY positions and 24 closed out — a net gain of 13 holders — while 65 added to existing stakes and 92 trimmed.

The largest buyer was Ameriprise, adding an estimated $11.8M. The largest seller was Bank of Montreal, cutting an estimated $25.7M.

  • 237 institutional investors held Cathay General Bancorp (CATY) as of Q4 2021, up from 225 in Q3 2021.
  • Funds reported $2.24B of Cathay General Bancorp stock for Q4 2021, up 1% quarter-over-quarter.
  • 37 funds opened new Cathay General Bancorp positions in Q4 2021 and 24 closed out, a net change of +13 holders.
  • The largest Cathay General Bancorp buyer in Q4 2021 was Ameriprise, an estimated $11.8M added.
  • The largest Cathay General Bancorp seller in Q4 2021 was Bank of Montreal, an estimated $25.7M sold.

Based on aggregated 13F filings for Q4 2021.