Waddell & Reed Financial’s Cathay General Bancorp CATY Stock Holding History

Waddell & Reed Financial’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-410,030	Closed	-$15.6M	–	528
2017 Q2	$15.6M	Sell	410,030 -2,060	-0.5%	-$77.4K	0.03%	366
2017 Q1	$15.5M	Buy	412,090 +53,170	+15%	+$2.02M	0.03%	378
2016 Q4	$13.7M	Buy	358,920 +141,120	+65%	+$4.78M	0.03%	379
2016 Q3	$6.7M	Hold	217,800	–	–	0.01%	454
2016 Q2	$6.14M	Sell	217,800 -755,300	-78%	-$22.4M	0.01%	451
2016 Q1	$27.6M	Sell	973,100 -198,400	-17%	-$5.5M	0.05%	259
2015 Q4	$36.7M	Hold	1,171,500	–	–	0.06%	245
2015 Q3	$35.1M	Buy	1,171,500 +10,500	+0.9%	+$328K	0.06%	246
2015 Q2	$37.7M	Buy	1,161,000 +187,900	+19%	+$5.68M	0.05%	257
2015 Q1	$27.7M	Hold	973,100	–	–	0.04%	299
2014 Q4	$24.9M	Buy	973,100 +78,300	+9%	+$1.99M	0.03%	309
2014 Q3	$22.2M	Buy	894,800 +286,900	+47%	+$7.4M	0.03%	319
2014 Q2	$15.5M	Buy	+607,900	New	+$15M	0.02%	373

Other funds holding CATY

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

Waddell & Reed Financial's CATY Position: Q3 2017 in Review

Waddell & Reed Financial sold out of Cathay General Bancorp (CATY) in Q3 2017, closing a stake of 410,030 shares — an estimated $15.6M sold.

Waddell & Reed Financial first reported a position in CATY in Q2 2014 and held it in 13 quarters. The position peaked at $37.7M in Q2 2015. 228 funds tracked by Wall St. Rank hold CATY as of Q3 2017.

Waddell & Reed Financial reported no remaining Cathay General Bancorp position as of Q3 2017 after selling out during the quarter.
Waddell & Reed Financial sold 410,030 Cathay General Bancorp shares in Q3 2017, an estimated $15.6M.
Waddell & Reed Financial first reported a position in Cathay General Bancorp in Q2 2014 and held it in 13 quarters.
Waddell & Reed Financial's Cathay General Bancorp position peaked at $37.7M in Q2 2015.
228 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2017.

Based on Waddell & Reed Financial's 13F filing for Q3 2017, filed 14 Nov 2017.