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Advisors Asset Management’s Cathay General Bancorp CATY Stock Holding History

Advisors Asset Management’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-4,094
Closed -$89K – 1514
2020
Q3 		$89K Sell
4,094
-596
-13% -$14.6K ﹤0.01% 1334
2020
Q2 		$123K Sell
4,690
-256
-5% -$6.53K ﹤0.01% 1260
2020
Q1 		$114K Sell
4,946
-177
-3% -$5.67K ﹤0.01% 1206
2019
Q4 		$195K Sell
5,123
-126
-2% -$4.61K ﹤0.01% 1222
2019
Q3 		$182K Sell
5,249
-59
-1% -$2.06K ﹤0.01% 1205
2019
Q2 		$191K Sell
5,308
-142
-3% -$5.04K ﹤0.01% 1196
2019
Q1 		$185K Sell
5,450
-46
-0.8% -$1.69K ﹤0.01% 1378
2018
Q4 		$184K Buy
+5,496
New +$208K ﹤0.01% 1211
2017
Q1 		– Sell
-1,800
Closed -$68K – 1586
2016
Q4 		$68K Hold
1,800
– – ﹤0.01% 1619
2016
Q3 		$55K Sell
1,800
-100
-5% -$3.03K ﹤0.01% 1659
2016
Q2 		$54K Sell
1,900
-100
-5% -$2.96K ﹤0.01% 1662
2016
Q1 		$57K Hold
2,000
– – ﹤0.01% 1595
2015
Q4 		$63K Hold
2,000
– – ﹤0.01% 1659
2015
Q3 		$60K Sell
2,000
-100
-5% -$3.12K ﹤0.01% 1653
2015
Q2 		$68K Sell
2,100
-100
-5% -$3.02K ﹤0.01% 1653
2015
Q1 		$63K Buy
2,200
+100
+5% +$2.58K ﹤0.01% 1653
2014
Q4 		$54K Hold
2,100
– – ﹤0.01% 1660
2014
Q3 		$52K Sell
2,100
-100
-5% -$2.58K ﹤0.01% 1627
2014
Q2 		$56K Sell
2,200
-100
-4% -$2.46K ﹤0.01% 1642
2014
Q1 		$58K Hold
2,300
– – ﹤0.01% 1599
2013
Q4 		$61K Buy
2,300
+100
+5% +$2.54K ﹤0.01% 1561
2013
Q3 		$51K Sell
2,200
-100
-4% -$2.31K ﹤0.01% 1587
2013
Q2 		$47K Buy
+2,300
New +$45.5K ﹤0.01% 1548

Other funds holding CATY

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Advisors Asset Management's CATY Position: Q4 2020 in Review

Advisors Asset Management sold out of Cathay General Bancorp (CATY) in Q4 2020, closing a stake of 4,094 shares — an estimated $89K sold.

Advisors Asset Management first reported a position in CATY in Q2 2013 and held it in 23 quarters. The position peaked at $195K in Q4 2019. 211 funds tracked by Wall St. Rank hold CATY as of Q4 2020.

  • Advisors Asset Management reported no remaining Cathay General Bancorp position as of Q4 2020 after selling out during the quarter.
  • Advisors Asset Management sold 4,094 Cathay General Bancorp shares in Q4 2020, an estimated $89K.
  • Advisors Asset Management first reported a position in Cathay General Bancorp in Q2 2013 and held it in 23 quarters.
  • Advisors Asset Management's Cathay General Bancorp position peaked at $195K in Q4 2019.
  • 211 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q4 2020.

Based on Advisors Asset Management's 13F filing for Q4 2020, filed 12 Feb 2021.