Cornerstone Capital Management Holdings’s Cathay General Bancorp CATY Stock Holding History

Cornerstone Capital Management Holdings’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-18,000	Closed	-$508K	–	1373
2016 Q2	$508K	Buy	18,000 +10,412	+137%	+$308K	﹤0.01%	1031
2016 Q1	$215K	Sell	7,588 -9,297	-55%	-$258K	﹤0.01%	1196
2015 Q4	$529K	Sell	16,885 -815	-5%	-$26.1K	﹤0.01%	1027
2015 Q3	$530K	Buy	17,700 +400	+2%	+$12.5K	﹤0.01%	998
2015 Q2	$561K	Buy	17,300 +1,100	+7%	+$33.3K	0.01%	973
2015 Q1	$461K	Buy	+16,200	New	+$418K	﹤0.01%	1036
2013 Q3	–	Sell	-15,500	Closed	-$316K	–	1280
2013 Q2	$316K	Buy	+15,500	New	+$307K	﹤0.01%	982

Other funds holding CATY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

Cornerstone Capital Management Holdings's CATY Position: Q3 2016 in Review

Cornerstone Capital Management Holdings sold out of Cathay General Bancorp (CATY) in Q3 2016, closing a stake of 18,000 shares — an estimated $508K sold.

Cornerstone Capital Management Holdings first reported a position in CATY in Q2 2013 and held it in 7 quarters. The position peaked at $561K in Q2 2015. 208 funds tracked by Wall St. Rank hold CATY as of Q3 2016.

Cornerstone Capital Management Holdings reported no remaining Cathay General Bancorp position as of Q3 2016 after selling out during the quarter.
Cornerstone Capital Management Holdings sold 18,000 Cathay General Bancorp shares in Q3 2016, an estimated $508K.
Cornerstone Capital Management Holdings first reported a position in Cathay General Bancorp in Q2 2013 and held it in 7 quarters.
Cornerstone Capital Management Holdings's Cathay General Bancorp position peaked at $561K in Q2 2015.
208 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2016.

Based on Cornerstone Capital Management Holdings's 13F filing for Q3 2016, filed 16 Nov 2016.