Prelude Capital Management’s Cathay General Bancorp CATY Stock Holding History

Prelude Capital Management’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-7,466	Closed	-$240K	–	1152
2023 Q2	$240K	Buy	7,466 +954	+15%	+$30.3K	0.02%	754
2023 Q1	$225K	Buy	6,512 +1,203	+23%	+$49.4K	0.01%	805
2022 Q4	$217K	Buy	+5,309	New	+$230K	0.01%	934
2022 Q3	–	Sell	-7,607	Closed	-$298K	–	1604
2022 Q2	$298K	Buy	+7,607	New	+$310K	0.01%	1063
2020 Q4	–	Sell	-867	Closed	-$19K	–	1354
2020 Q3	$19K	Buy	+867	New	+$21.2K	﹤0.01%	1331
2020 Q1	–	Sell	-145	Closed	-$6K	–	1485
2019 Q4	$6K	Sell	145 -4,355	-97%	-$159K	﹤0.01%	1757
2019 Q3	$156K	Buy	+4,500	New	+$157K	0.01%	820
2018 Q2	–	Sell	-2,480	Closed	-$99K	–	1688
2018 Q1	$99K	Buy	+2,480	New	+$106K	0.01%	878
2013 Q4	–	Sell	-130	Closed	-$3K	–	1635
2013 Q3	$3K	Buy	+130	New	+$3K	﹤0.01%	1569

Other funds holding CATY

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Prelude Capital Management's CATY Position: Q3 2023 in Review

Prelude Capital Management sold out of Cathay General Bancorp (CATY) in Q3 2023, closing a stake of 7,466 shares — an estimated $240K sold.

Prelude Capital Management first reported a position in CATY in Q3 2013 and held it in 9 quarters. The position peaked at $298K in Q2 2022. 217 funds tracked by Wall St. Rank hold CATY as of Q3 2023.

Prelude Capital Management reported no remaining Cathay General Bancorp position as of Q3 2023 after selling out during the quarter.
Prelude Capital Management sold 7,466 Cathay General Bancorp shares in Q3 2023, an estimated $240K.
Prelude Capital Management first reported a position in Cathay General Bancorp in Q3 2013 and held it in 9 quarters.
Prelude Capital Management's Cathay General Bancorp position peaked at $298K in Q2 2022.
217 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2023.

Based on Prelude Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.